Gleacher & Company, Inc. Watch

from 8-K 5 pages The Bank of New York Mellon Our Ref. No Date S00057145 November 18, 2008 Beneficiary Post Montgomery Associates One Montgomery Street, Suite 3220 San Francisco, Ca 94104 Attn: Building Manager Applicant Broadpoint Securities Group, Inc. 1 Penn Plaza New York, Ny 10119-4000 Gentlemen/Ladies: Our Reference No. S00057145 Account Of: Broadpoint Securities Group, Inc. 1 Penn Plaza New York, Ny 10119-4000 Available With: The Bank of New York Mellon by Payment Drafts at Sight Drawn on the Bank of New York Mellon to the Extent Of: ***Usd338,981.00*** Expiry Date: November 18, 2009 Place of Expiry Our Counters Additional Details

from 8-K 4 pages The Bank of New York Mellon Our Ref. No. Date S00056898 October 31 2008 Beneficiary Applicant Kato International LLC Broadpoint Securities Group, Inc Tower 49, 12 East 49th Street 1 Penn Plaza New York, New York 10017 New York, Ny 10119-4000 Attn Building Manager Gentlemen/Ladies: Our Reference No. S00056898 Account Of: Broadpoint Securities Group, Inc 1 Penn Plaza New York, Ny 10119-4000 Available With: The Bank of New York Mellon by Payment Drafts at Sight Drawn on the Bank of New York Mellon to the Extent Of: ***Usd1, 324,000.00 *** Expiry Date: October 31 2009 Place of Expiry: Our Counters Additional Details

from 8-K 48 pages Preferred Stock Purchase Agreement Dated as of June 27, 2008 Between Broadpoint Securities Group, Inc. and Mast Credit Opportunities I Master Fund Limited

from 8-K 3 pages Sample Format Only/Not Negotiable Our Reference Date Beneficiary: One Penn Plaza LLC C/O Vornado Realty Trust 210 Route 4 East Paramus, Nj 07652 Attn: Vincent Hoffman Gentlemen/Ladies: For Account Of: Broadpoint Securities Group, Inc. (Address of Applicant) We Hereby Issue Our Irrevocable Standby Letter of Credit in Your Favor. Available With: Ourselves by Payment Drafts at Sight Drawn on the Bank of New York as Indicated Below to the Extent Of: Usd2,107,490.00 Expiry: (One Year From Issuance) Place of Expiry: Our Counters Additional Details

from 8-K 68 pages Stock Purchase Agreement Dated as of March 4, 2008 Among Broadpoint Securities Group, Inc., Mast Credit Opportunities I Master Fund Limited, Matlinpatterson Fa Acquisition LLC and the Individual Investors Listed on the Signature Pages

from 10-K 4 pages Loan Agreement Re: $11,000,000.00 Term Loan

from 10-K 3 pages Loan Agreement Re: $4,857,000.00 Term Loan

from 10-Q 5 pages Third Amendment to Loan Agreement

from 10-Q 5 pages Second Amendment to Loan Agreement

from 10-Q 2 pages First Amendment to Loan Agreement