Epoch Holding Corp

Formerly NASDAQ: EPHC

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Joint Filing Agreement
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Epoch Holdings Corp. Gabelli Securities, Inc. 4/23/07 500- 17.3900 Gamco Asset Management Inc. 6/05/07 3,000- 15.7414 6/04/07 1,500- 14.9667 6/01/07 498,000- *Do 5/21/07 1,000- 14.1851 5/10/07 2,120- *Do 5/03/07 1,000- 16.8800 5/02/07 500 16.5620 4/26/07 1,000- 17.4351 4/25/07 200- 17.0300 4/19/07 1,000- 15.4969 4/18/07 300- 15.7700 4/17/07 500- 15.8088 4/16/07 1,000- 15.7411 Gabelli Advisers, Inc. 6/04/07 500- 14.7960 6/01/07 5,000- 14.5982 5/31/07 1,700- 14.2471 5/30/07 1,000- 14.3310 5/29/07 5,800- 14.3191 5/25/07 2,000- 13.7268 5/24/07 2,000- 13.8425 5/23/07 2,000- 13.7585 4/09/07 900- 16.6400 4/05/07 7,000- 15.8782 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Stock Market. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Epoch Holdings Corporation Gabelli Securities, Inc. 11/24/06 500- 8.1960 11/22/06 1,750- 8.0969 11/21/06 350- 8.0000 11/20/06 400- 8.0550 11/16/06 700- 7.1586 11/09/06 200- 7.0800 Gamco Asset Management Inc. 12/27/06 1,000- 9.1800 12/20/06 1,900- 9.8552 11/30/06 1,000- 8.2800 Gabelli Advisers, Inc. 12/29/06 50,000- 9.7597 12/28/06 15,000- 9.6840 12/27/06 2,000- 9.2000 12/20/06 4,100- 9.3902 12/20/06 15,000- 9.0500 12/19/06 1,130- 9.0550 12/18/06 6,000- 9.0733 12/15/06 2,970- 9.0080 12/14/06 2,600- 9.0773 12/13/06 1,000- 8.7300 12/12/06 4,200- 8.7647 12/11/06 2,800- 8.7501 12/06/06 2,000- 8.8616 11/29/06 1,200- 8.2000 11/17/06 2,000- 7.7055 11/16/06 2,900- 7.4624 10/31/06 4,400- 7.2641 10/30/06 1,700- 7.2500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Capital Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Epoch Holdings Corporation Gamco Asset Management Inc. 6/29/06 127,503- 4.0243 6/27/06 250- 4.5400 6/14/06 1,800- 4.0583 6/05/06 1,000- 4.5505 5/25/06 400 4.0000 5/23/06 200 3.8800 5/22/06 200 3.8800 5/18/06 10,000- 4.0000 5/10/06 500 4.0200 5/08/06 545 4.0982 5/05/06 200 4.1000 5/05/06 1,247- 4.0000 5/01/06 255 4.0500 5/01/06 255- 4.0500 5/01/06 255 4.0500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Small Cap Company Listings. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Epoch Holdings Corp Gamco Investors, Inc. 8/19/05 127,500- *Do 8/11/05 2,200- 4.6500 8/04/05 400- 4.5600 7/27/05 2,500- 4.5600 7/22/05 2,100 4.5000 6/28/05 600 4.2500 Gabelli Advisers, Inc. 8/18/05 6,000- 4.6000 8/16/05 10,000- 4.5600 8/12/05 1,500- 4.5500 8/01/05 2,000- 4.6000 7/29/05 500- 4.5700 7/27/05 5,500- 4.5573 7/26/05 23,500- 4.5500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Otc Bulletin Board. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gabelli Advisers, Inc 12/01/04 220,000 2.5000 11/30/04 1,500- 2.7233 11/29/04 3,000- 2.7700 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Bullentin Board. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 11/18/04 220,000- *Do 11/16/04 24,000- 3.0000 11/16/04 72,000- 3.0000 11/16/04 48,000 3.0000 11/16/04 24,000- 3.0000 11/16/04 24,000 3.0000 11/16/04 48,000 3.0000 11/10/04 5,000 2.9770 11/08/04 8,000 2.8000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Bullentin Board. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 9/16/04 10,000- 2.4000 9/13/04 500 2.3000 9/13/04 500 2.3000 9/13/04 500- 2.3000 9/10/04 2,400 2.3000 8/18/04 1,600 2.5000 8/17/04 15,800 2.5717 8/17/04 2,000 2.4000 8/16/04 6,000 2.5167 8/16/04 3,200 2.4529 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Bullentin Board. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 4/30/04 13,500 1.4426 4/27/04 1,500 1.5000 4/26/04 7,000 1.5443 4/16/04 10,000 1.6000 4/05/04 500 1.5400 4/05/04 500 1.5000 4/02/04 2,500 1.5000 4/01/04 3,000 1.4900 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 4/28/04 1,500 1.5000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Bulletin Board. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 9/02/03 54,600- *Do 9/02/03 16,000 1.4000 8/29/03 35,000 1.3550 8/29/03 17,500 1.3300 8/28/03 2,500 1.3000 8/28/03 5,000 1.3000 8/18/03 6,500 1.2700 8/06/03 3,500 1.2300 8/05/03 1,500 1.2300 7/28/03 4,000 1.1400 Gabelli Advisers, Inc. 9/02/03 8,000- 1.4000 8/28/03 4,500 1.2800 Gabelli Funds, LLC. Gabelli Capital Asset Fund 9/11/03 5,500 1.1400 8/21/03 4,000 1.2600 8/20/03 2,000 1.2800 8/18/03 3,000 1.2700 8/11/03 1,000 1.2500 8/07/03 8,200 1.2200 8/05/03 700 1.2200 8/01/03 2,100 1.2200 7/30/03 5,000 1.2200 7/28/03 4,000 1.1400 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Bulletin Board. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 6/11/03 35,000 1.1921 6/06/03 20,000 1.2000 6/05/03 20,000 1.2050 6/02/03 10,000 1.2250 5/29/03 2,000 1.2500 Gabelli Funds, LLC. Gabelli Capital Asset Fund 5/27/03 20,000 1.2830 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 5/23/03 5,000 1.2700 5/23/03 20,000 1.3175 5/20/03 3,000- *Do 5/06/03 18,000 1.5800 3/27/03 100 1.1000 Gabelli Advisers, Inc. 4/02/03 1,000- 1.6000 4/01/03 3,000- 1.7033 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 12/31/02 23,500- .7000 12/30/02 1,000- .5400 12/26/02 30,000- .5000 12/19/02 1,000- .5100 12/19/02 24,700- .5000 12/17/02 8,500- .5000 12/13/02 14,900- .5000 12/03/02 5,900 .6800 11/27/02 3,000- .6000 11/27/02 14,000 .6000 11/26/02 1,000- .6500 11/25/02 4,100 .6690 11/25/02 2,000 .6800 11/22/02 44,700 .6300 11/04/02 1,000- .5200 11/04/02 1,000 .5000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 11/15/02 40,000 .7500 11/13/02 1,000- .5500 11/07/02 1,500 .5000 11/07/02 800- .4900 11/04/02 1,000 .5000 10/25/02 1,500- .5400 10/23/02 1,000- *Do 10/18/02 200- .5500 10/16/02 10,000 .6000 10/16/02 1,500- .5800 10/14/02 20,000 .5850 Gabelli Funds, LLC. Gabelli Capital Asset Fund 10/29/02 30,000 .5500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Mjg Associates, Inc. Gabelli Performance Partnership 8/23/02 5,000 .7500 Gabelli International Ltd 8/23/02 5,000- .7500 Gamco Investors, Inc. 10/07/02 50,000 .6100 10/01/02 11,000 .6600 9/30/02 12,500 .6400 9/23/02 1,000 .7200 9/20/02 300- .6700 9/10/02 1,500- .7200 9/09/02 10,000 .7200 9/06/02 6,000 .7000 9/04/02 1,000- .7000 8/29/02 9,000 .7700 8/29/02 6,000 .8000 8/28/02 8,500 .7853 8/27/02 15,000 .7000 8/27/02 20,000- .6870 8/21/02 7,500 .8000 8/19/02 1,000 .7000 8/09/02 1,000- .7000 8/08/02 45,000 .7778 Gabelli Advisers, Inc. 9/10/02 200,000 .7200 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 9/10/02 200,000- .7200 Gabelli Capital Asset Fund 8/27/02 10,000- .7500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 7/08/02 20,000- .6600 7/03/02 24,000- .6500 7/01/02 2,000- .7000 6/25/02 3,400- .8206 6/25/02 15,000- .8000 6/24/02 5,000- .8000 6/18/02 8,000- .6000 6/17/02 5,000- .5700 6/14/02 1,000- .6500 6/05/02 2,500- .8000 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 6/12/02 10,000- .7600 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 5/31/02 2,000- .7500 5/31/02 5,000- .6750 5/30/02 1,000- .8500 5/29/02 2,000- .8250 5/29/02 5,000- .8000 5/28/02 5,000- .7250 5/24/02 5,000- .7500 5/16/02 4,000- .6000 5/15/02 10,000- .6670 5/15/02 10,000- .7500 5/14/02 10,000- .8800 5/14/02 2,000 1.0500 5/14/02 1,000- .8500 5/14/02 15,000 .9000 5/01/02 300- 1.1000 5/01/02 2,500 1.1200 4/30/02 10,000 1.0600 4/30/02 5,000- 1.0600 4/30/02 10,000- 1.0600 4/25/02 5,000- 1.1240 4/24/02 6,000- 1.1736 4/24/02 1,000- 1.1736 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 5/02/02 5,000- 1.0120 Gabelli Capital Asset Fund 5/31/02 7,000- .6750 5/17/02 2,000- .7300 5/16/02 2,000- .7200 5/15/02 2,000- .8550 5/14/02 2,000- .8800 5/13/02 2,000- .8500 4/26/02 10,000- 1.1000 4/24/02 8,000- 1.1350 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Mjg Associates, Inc. 4/23/02 2,000- 1.4000 Gabelli International Ltd 4/22/02 2,000- 1.3500 Gamco Investors, Inc. 4/18/02 2,000- 1.3800 4/17/02 7,000- 1.4773 4/15/02 5,000- 1.5000 4/15/02 5,000- 1.5080 4/08/02 2,000 1.9000 4/08/02 6,500- 1.8992 4/05/02 3,500- 1.8857 4/05/02 10,000- *Do 4/04/02 5,000- 1.9610 4/03/02 5,000- 2.1000 4/02/02 5,000 2.2300 4/01/02 5,000- 2.1200 3/28/02 5,000 2.1820 3/27/02 2,000- 2.0000 3/25/02 500 1.9500 3/22/02 5,000- 2.0020 3/12/02 2,000- 2.0000 3/11/02 1,000 2.2250 3/06/02 3,000- 2.0300 3/01/02 3,000- 1.5500 2/26/02 1,000- 1.6000 2/25/02 2,000- 1.6625 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 4/22/02 10,000- 1.3760 3/12/02 4,000- 2.0750 Gabelli Capital Asset Fund 4/10/02 2,000- 1.9250 3/28/02 1,800 2.1667 3/27/02 4,200 2.0529 3/25/02 4,000- 1.9250 3/06/02 10,000- 2.0480 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Mjg Associates, Inc. 12/06/01 4,000 2.0900 Gabelli International Ltd 11/26/01 2,000- 2.2500 Gamco Investors, Inc. 12/27/01 1,500 2.1800 12/26/01 1,000- 2.0200 12/26/01 2,000 2.0200 12/26/01 2,000- 2.0100 12/24/01 3,000- 2.0000 12/19/01 5,000- 1.9650 12/17/01 7,000 2.1600 12/17/01 5,000 2.2120 12/17/01 7,000- 2.1817 12/17/01 5,000 2.1817 12/17/01 3,000 2.1817 12/17/01 1,500- 2.0800 12/17/01 3,000- 2.2820 12/17/01 5,000- 2.1817 12/17/01 7,000 2.1817 12/14/01 5,000 2.1000 12/14/01 2,500 2.0120 12/10/01 300- 2.0500 12/10/01 6,000 2.0977 12/07/01 2,000 2.0900 12/05/01 2,000- 2.0100 12/03/01 5,000- 2.0340 11/30/01 1,500- 2.2000 11/28/01 4,000 2.3650 11/28/01 2,000 2.3375 11/28/01 6,200- 2.2561 11/27/01 6,000 2.3820 11/27/01 24,700- 2.2360 11/26/01 1,500 2.3693 11/26/01 7,000- 2.2779 11/21/01 5,900- 2.3500 11/20/01 2,000- 2.4085 11/19/01 2,500 2.6700 11/19/01 2,500- 2.5820 11/16/01 6,600 2.6297 11/15/01 2,000 2.5440 11/15/01 5,000- 2.4764 11/13/01 1,000- 2.4900 11/13/01 5,000- 2.4700 11/12/01 300 2.5000 11/09/01 2,000- 2.3900 11/07/01 5,000- 2.4420 11/06/01 5,000- 2.4700 11/05/01 5,000- 2.5870 Gabelli Advisers, Inc. 12/28/01 76,000 2.6898 12/05/01 20,000 2.1890 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 12/28/01 24,000 2.6898 12/24/01 10,000 2.0180 12/06/01 30,000 2.2898 11/19/01 5,000- 2.6018 11/06/01 5,000- 2.4700 Gabelli Capital Asset Fund 12/27/01 6,000 2.1967 12/20/01 5,000 1.9944 11/20/01 5,000- 2.4000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-J Net Enterprises Gamco Investors, Inc. 5/18/01 10,000 4.0400 5/17/01 3,000 3.9867 5/16/01 2,500 3.8500 5/15/01 1,000 3.6500 5/10/01 10,000 3.8908 5/09/01 2,000 3.6550 5/09/01 3,500 3.6429 5/07/01 2,000 3.9000 5/04/01 5,000 3.8912 5/01/01 1,000- 3.8500 4/27/01 1,000 3.9000 4/25/01 4,000 3.8785 4/24/01 6,000 3.8830 4/23/01 1,500 3.8100 4/20/01 1,000- 3.8000 4/19/01 5,000 3.8390 4/17/01 2,000 3.4400 4/16/01 5,000 4.0000 4/12/01 2,500 3.6040 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 4/30/01 3,000 3.8933 Gabelli Capital Asset Fund 4/27/01 5,000 3.8960 4/19/01 2,000 3.8100 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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