Epoch Holding Corp – Filings and Transcripts – BamSEC

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ended 12/31/12 Q2

ended 09/30/12 Q1

ended 06/30/12 FY 2012

ended 03/31/12 Q3

ended 12/31/11 Q2

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Securities registration termination

Removal from listing

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Registration of securities for employees

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Aqr Capital Management LLC

Gamco Investors, Inc. Et Al

Taussig Timothy T

Berenson Jeffrey L

Tessler Allan R

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Notice of Delisting, Failure to Satisfy Listing Rule, or Transfer of Listing, Material Modification to Rights of Security Holders, Change of Control, Amendment to Articles of Incorporation or Bylaws, or Change in Fiscal Year, Financial Statements or Exhibits

Announces Stockholder Approval of Merger Agreement With Td Bank Group

Announces Assets Under Management of $24.5 Billion

Material Definitive Agreement, Financial Statements or Exhibits

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Proxy related to merger

Preliminary proxy related to merger

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Additional info about upcoming vote

Additional info about upcoming vote

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Letter from the SEC

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Letter from the SEC

Correspondence with the SEC

Letter from the SEC