B. Riley Financial Inc

NASDAQ: RILY    
Share price (5/17/24): $28.41    
Market cap (5/17/24): $861 million
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EX-4.29
from 10-K 14 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.29
from 10-K 12 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.8
from 8-K 18 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Seventh Supplemental Indenture Dated as of December 3, 2021 to the Indenture Dated as of May 7, 2019 5.00% Senior Notes Due 2026
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EX-4.7
from 8-K 18 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Sixth Supplemental Indenture Dated as of August 6, 2021 to the Indenture Dated as of May 7, 2019 5.25% Senior Notes Due 2028
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EX-4.6
from 8-K 18 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Fifth Supplemental Indenture Dated as of March 29, 2021 to the Indenture Dated as of May 7, 2019 5.50% Senior Notes Due 2026
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EX-4.23
from 10-K 11 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.6
from S-3ASR 68 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Indenture Dated as of , 20__ Subordinated Debt Securities
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EX-4.5
from 8-K 17 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Fourth Supplemental Indenture Dated as of January 25, 2021 to the Indenture Dated as of May 7, 2019 6.00% Senior Notes Due 2028
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EX-4.2
from 8-K 2 pages B. Riley Financial, Inc. Incorporated Under the Laws of the State of Delaware Number: 1 Cusip: 05580m 843 7.375% Series B Cumulative Perpetual Preferred Stock Shares: 1,300
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EX-4.1
from 8-K 27 pages Deposit Agreement
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EX-4.18
from 10-K 9 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.6
from S-3 68 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Indenture Dated as of , 20__ Subordinated Debt Securities
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EX-4.4
from 8-K 17 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Third Supplemental Indenture Dated as of February 12, 2020 to the Indenture Dated as of May 7, 2019 6.375% Senior Notes Due 2025
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EX-4.2
from 8-K 2 pages **Specimen** B. Riley Financial, Inc. Incorporated Under the Laws of the State of Delaware Number: 1 Cusip: 05580m 876 6.875% Series a Cumulative Perpetual Preferred Stock Shares
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EX-4.1
from 8-K 26 pages Deposit Agreement
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EX-4.6
from S-3 68 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Indenture Dated as of , 20__ Subordinated Debt Securities
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EX-4.3
from 8-K 16 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Second Supplemental Indenture Dated as of September 23, 2019 to the Indenture Dated as of May 7, 2019 6.50% Senior Notes Due 2026
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EX-4.2
from 8-K 16 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee First Supplemental Indenture Dated as of May 7, 2019 to the Indenture Dated as of May 7, 2019 6.75% Senior Notes Due 2024
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EX-4.1
from 8-K 50 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Indenture Dated as of May 7, 2019 Senior Debt Securities
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EX-4
from S-3 68 pages B. Riley Financial, Inc. and the Bank of New York Mellon Trust Company, N.A., as Trustee Indenture Dated as of , 20__ Subordinated Debt Securities
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