B. Riley Financial Inc Watch

from 10-Q 13 pages Sixth Amendment to Credit Agreement

from 10-Q 15 pages Fifth Amendment to Credit Agreement

from 10-Q 7 pages First Amendment to Third Amended and Restated Credit Agreement

from 10-Q 172 pages Amendment No. 2 to Credit Agreement

from 10-Q 176 pages Amendment No. 1 to Credit Agreement

from 8-K 19 pages Guaranty (This “Guaranty”), Dated as of January 18, 2024, by B. Riley Financial, Inc. (The “Guarantor”), in Favor of (I) Axos Bank, in Its Capacity as Administrative Agent (In Such Capacity, the “Administrative Agent”) for the Secured Parties (As Defined in the Credit Agreement Referred to Below), and (II) Such Secured Parties

from 8-K 158 pages $600,000,000 Credit Agreement, Dated as of August 21, 2023, Among B. Riley Financial, Inc., as Ultimate Parent, Br Financial Holdings, LLC, as Borrower, the Lenders Party Hereto From Time to Time Nomura Corporate Funding Americas, LLC, as Administrative Agent and Computershare Trust Company, N.A., as Collateral Agent

from 8-K 101 pages Third Amended and Restated Credit Agreement Dated as of April 20, 2022 by and Among B. Riley Retail Solutions Wf, LLC, as a Borrower, the Other Borrowers From Time to Time Party Hereto, Wells Fargo Bank, National Association, as the U.S. Lender, and Wells Fargo Capital Finance Corporation Canada, as the Canadian Lender

from 10-K 154 pages Second Incremental Amendment to Credit Agreement

from 10-K 21 pages Third Amendment to Credit Agreement

from 8-K 140 pages $280,000,0000 Credit Agreement, Dated as of June 23, 2021, Among B. Riley Financial, Inc., as Ultimate Parent, Br Financial Holdings, LLC, as Primary Guarantor, Br Advisory & Investments, LLC, as Borrower, the Lenders Party Hereto From Time to Time Nomura Corporate Funding Americas, LLC, as Administrative Agent and Wells Fargo Bank, N.A., as Collateral Agent

from 10-Q 34 pages Amendment No. 4 to Amended and Restated Credit Agreement

from 10-Q 39 pages Amendment No. 3 to Amended and Restated Credit Agreement

from 10-Q 39 pages Amendment No. 2 to Amended and Restated Credit Agreement

from 8-K 30 pages This Exhibit Omits Certain Confidential Information. Second Amendment to Credit Agreement

from 10-Q 171 pages Joinder and Amendment Number Three to Abl Credit Agreement

from 10-Q 167 pages Limited Waiver, Joinder and Amendment Number Two to Credit Agreement

from 10-Q 2 pages Reference Is Made to (I) That Certain Letter Agreement, Dated January 31, 2020 (The “B, Riley 2020 Backstop”), Between B. Riley Financial, Inc. (“B. Riley”) and Babcock & Wilcox Enterprises, Inc. (The “Company”), Executed in Connection With Amendment No. 20, Dated as of January 31, 2020, to the Company’s Credit Agreement, Dated as of May 11, 2015, Among the Company, Bank of America, N.A., in Its Capacity as Administrative Agent (The “Administrative Agent”), and Each of the Lenders From Time to Time Party Thereto (As Amended, Supplemented or Modified Prior to the Date Hereof and as May Be Further Amended and Restated by the Amendment and Restatement Agreement (As Defined Herein), the “Amended and Restated Credit Agreement”), and (II) That Certain Amendment and Restatement Agreement, Dated as of May 14, 2020 (The “Amendment and Restatement Agreement”), Among the Company, as the Borrower, It Affiliates Party Thereto, the Administrative Agent, and Each of the Lenders

from 10-Q 286 pages Portions of This Exhibit Marked by [***] Have Been Omitted Pursuant to Rule 601(b)(10) of Regulation S-K. the Omitted Information Is Not Material And, if Publicly Disclosed, Would Likely Cause Competitive Harm to the Registrant. Amendment No. 20 to Credit Agreement

from 10-Q 14 pages Limited Guaranty