LPL Financial Holdings Inc

NASDAQ: LPLA    
Share price (5/17/24): $267.77    
Market cap (5/17/24): $20.0 billion
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EX-4.6
from 10-K 3 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.2
from 8-K 22 pages First Supplemental Indenture (This “Supplemental Indenture”), Dated as of November 17, 2023 Among Lpl Holdings, Inc., a Massachusetts Corporation (The “Company”), LPL Financial Holdings Inc., a Delaware Corporation (The “Parent Guarantor”), and U.S. Bank Trust Company, National Association, a National Banking Association, as Trustee (The “Trustee”)
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EX-4.1
from 8-K 73 pages Lpl Holdings, Inc., as Company, LPL Financial Holdings Inc., as Parent Guarantor and U.S. Bank Trust Company, National Association, as Trustee Indenture Dated as of November 17, 2023
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EX-4.2
from S-3/A 72 pages Lpl Holdings, Inc., as Company, Lpl Financial Holdings Inc., as Guarantor and [ ], as Trustee Indenture Dated as of [ ]
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EX-4.2
from S-3 72 pages Lpl Holdings, Inc., as Company, and [ ], as Trustee Indenture Dated as of [ ]
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EX-4.4
from 10-K 3 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.1
from 8-K 178 pages Indenture Dated as of May 18, 2021 Among LPL Holdings, Inc., the Guarantors Named on the Signature Pages Hereto and U.S. Bank National Association, as Trustee 4.375% Senior Notes Due 2031
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EX-4.1
from 8-K 178 pages Indenture Dated as of March 15, 2021 Among LPL Holdings, Inc., the Guarantors Named on the Signature Pages Hereto and U.S. Bank National Association, as Trustee 4.000% Senior Notes Due 2029
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EX-4.4
from 10-K 3 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.1
from 8-K 178 pages Indenture Dated as of November 12, 2019 Among LPL Holdings, Inc., the Guarantors Named on the Signature Pages Hereto and U.S. Bank National Association, as Trustee 4.625% Senior Notes Due 2027
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EX-4.1
from 8-K 18 pages First Supplemental Indenture
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EX-4.1
from 8-K 177 pages Indenture Dated as of March 10, 2017 Among LPL Holdings, Inc., the Guarantors Named on the Signature Pages Hereto and U.S. Bank National Association, as Trustee 5.750% Senior Notes Due 2025
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EX-4.1
from S-3ASR 65 pages Lpl Holdings, Inc., as Company, and [ ], as Trustee Indenture Dated as of [ ]
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EX-4.7
from 10-K 3 pages Amendment and Waiver to Management Stockholders' Agreement
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EX-4.1
from S-8 9 pages LPL Financial Holdings Inc. 2012 Employee Stock Purchase Plan
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EX-4.1
from 10-Q 2 pages Amendment and Waiver to Management Stockholders' Agreement
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EX-4.1
from 8-K 3 pages Amendment and Waiver to Management Stockholders’ Agreement
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EX-4.3
from 10-K 48 pages Stockholders’ Agreement Among LPL Investment Holdings Inc. and the Stockholders Listed on the Signature Pages Dated as of November 23, 2010
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EX-4.5
from 10-K 15 pages Management Stockholders’ Agreement
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EX-4.3
from 10-K 48 pages Stockholders’ Agreement Among LPL Investment Holdings Inc. and the Stockholders Listed on the Signature Pages Dated as of November 23, 2010
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