LPL Financial Holdings Inc Watch

from 10-Q 248 pages ………………………………………… Seventh Amendment Dated as of July 18, 2023 Among LPL Financial Holdings Inc., as Holdings, Lpl Holdings, Inc., as Borrower, Certain Subsidiaries of LPL Financial Holdings Inc., as Subsidiary Guarantors, ………………………………………… the Incremental Revolving Lenders Party Hereto, Jpmorgan Chase Bank, N.A., as Administrative Agent, Jpmorgan Chase Bank, N.A., Citibank, N.A., Citizens Bank, N.A., Truist Bank, U.S. Bank National Association, as Letter of Credit Issuers,

from 8-K 260 pages Fourth Amendment Dated as of November 12, 2019 Among LPL Financial Holdings Inc., as Holdings, Lpl Holdings, Inc., as Borrower, Certain Subsidiaries of LPL Financial Holdings Inc., as Subsidiary Guarantors, the Incremental Lenders Party Hereto, Jpmorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., Jpmorgan Chase Bank, N.A. and Morgan Stanley Bank, N.A., as Letter of Credit Issuers, Jpmorgan Chase Bank, N.A., Morgan Stanley Bank, N.A. and Goldman Sachs Bank USA, as Swingline Lenders,

from 8-K 251 pages Second Amendment Dated as of September 21, 2017 Among LPL Financial Holdings Inc., as Holdings, Lpl Holdings, Inc., as Borrower, Certain Subsidiaries of LPL Financial Holdings Inc., as Subsidiary Guarantors, the Incremental Lenders Party Hereto, Jpmorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., Jpmorgan Chase Bank, N.A. and Morgan Stanley Bank, N.A., as Letter of Credit Issuers, Jpmorgan Chase Bank, N.A., Morgan Stanley Bank, N.A. and Goldman Sachs Bank USA, as Swingline Lenders,

from 10-Q 4 pages Amendment Agreement

from 8-K 253 pages ………………………………………… Fourth Amendment Agreement Dated as of March 10, 2017 Among LPL Financial Holdings Inc., as Holdings, Lpl Holdings, Inc., as Borrower, Certain Subsidiaries of LPL Financial Holdings Inc., as Subsidiary Guarantors, the Lenders Party Hereto, Jpmorgan Chase Bank, N.A., as Administrative Agent, Bank of America, N.A., Jpmorgan Chase Bank, N.A. and Morgan Stanley Bank, N.A., as Letter of Credit Issuers, Jpmorgan Chase Bank, N.A. and Morgan Stanley Bank, N.A., as Swingline Lenders,

from 8-K 258 pages Incremental Tranche B Term Loans ………………………………………… First Amendment and Incremental Assumption Agreement Dated as of May 13, 2013 Among LPL Financial Holdings Inc., as Holdings, Lpl Holdings, Inc., as Borrower, Certain Subsidiaries of LPL Financial Holdings Inc., as Guarantors the Several Lenders From Time to Time Parties Hereto, Bank of America, N.A. as Administrative Agent ………………………………………… Bank of America, N.A, Morgan Stanley Senior Funding, Inc., Citigroup Global Markets Inc., Goldman Sachs Bank USA, J.P. Morgan Securities LLC, and Suntrust Robinson Humphrey as Joint Lead Arrangers and Joint Bookrunners, Morgan Stanley Senior Funding, Inc., Citigroup Global Markets Inc., Goldman Sachs Bank USA, J.P. Morgan Securities LLC, and Suntrust Bank as Documentation Agents and Merrill Lynch, Pierce, Fenner & Smith Incorporated as Syndication Agent First Amendment and Incremental Assumption Agreement

from 8-K 245 pages Credit Agreement Dated as of March 29, 2012 Among LPL Investment Holdings Inc., as Holdings, LPL Holdings, Inc., as Borrower, the Several Lenders From Time to Time Parties Hereto, Bank of America, N.A. as Administrative Agent, Collateral Agent, Letter of Credit Issuer and Swingline Lender Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman Sachs Bank USA as Joint Lead Arrangers, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman Sachs Bank USA, J.P. Morgan Securities LLC, Morgan Stanley Senior Funding, Inc. and Suntrust Robinson Humphrey, Inc. as Joint Bookrunners, Goldman Sachs Bank USA, J.P. Morgan Securities LLC and Morgan Stanley Senior Funding, Inc. as Syndication Agents and Suntrust Bank as Documentation Agent

from 8-K 198 pages Third Amended and Restated Credit Agreement Dated as of May 24, 2010 Among LPL Investment Holdings Inc., as Holdings, LPL Holdings, Inc., as Borrower, the Several Lenders From Time to Time Parties Hereto, Morgan Stanley Senior Funding, Inc., as Administrative Agent, and Morgan Stanley & Co., as Collateral Agent Morgan Stanley Senior Funding, Inc., as Joint Lead Arranger and Joint Bookrunner With Respect to the 2015 Term Loans and the 2017 Term Loans Banc of America Securities LLC, as Joint Lead Arranger and Joint Bookrunner With Respect to the 2015 Term Loans and the 2017 Term Loans

from 8-K 21 pages Incremental and Extension Agreement, Dated as of January 25, 2010 (This “Agreement”), Among LPL Investment Holdings, Inc., a Delaware Corporation (“Holdings”), LPL Holdings, Inc., a Massachusetts Corporation (The “Borrower”), the Other Credit Parties Signatory Hereto (Such Term and Each Other Capitalized Term Used, but Not Defined in This Preamble Having the Meanings Provided in the Credit Agreement (As Defined Below), the Incremental Revolving Credit Commitment Increase Lenders Signatory Hereto, Each 2013 Revolving Credit Lender (As Hereinafter Defined), Morgan Stanley Senior Funding, Inc. (“Mssf”), as Administrative Agent, Letter of Credit Issuer and Swingline Lender, and Morgan Stanley & Co. (“MS&CO”), as Collateral Agent. Capitalized Terms Used in This Agreement, Including in the Preamble and Recitals Hereto, but Not Defined in This Agreement Shall Have the Meanings Provided in the Second Amended and Restated Credit Agreement, Dated as of June 18, 2007 (As Amended by Amendment No. 1 Thereto, Dated as of December 9, 2009, and as the Same May Be Further Amended, Supplemented or Otherwise Modified From Time to Time in Accordance With the Terms Thereof and of the Other Credit Documents, the “Credit Agreement”), Among Holdings, the Borrower, the Lenders From Time to Time Party Thereto, Mssf, as Administrative Agent, MS&CO, as Collateral Agent, and the Other Parties Thereto. Whereas, Pursuant to the Credit Agreement, the Lenders Have Extended, and Have Agreed to Extend, Credit to the Borrower, in Each Case Pursuant to the Terms and Subject to the Conditions Set Forth Therein;

from 8-K 32 pages Whereas, Section 13.1 of the Credit Agreement Permits the Required Lenders Or, With the Consent of the Required Lenders, the Administrative Agent to Enter Into Certain Amendments, Supplements or Other Modifications to the Credit Agreement and the Other Credit Documents With the Relevant Credit Parties; Whereas, the Credit Parties Desire to Amend the Credit Agreement and the Other Credit Documents on the Terms Set Forth Herein; Now, Therefore, in Consideration of the Premises and Covenants Contained Herein and for Other Good and Valuable Consideration, the Receipt and Sufficiency of Which Are Hereby Acknowledged, the Parties Hereto, Intending to Be Legally Bound Hereby, Agree as Follows: Section 1 Amendments. (A) Section 1.1 of the Credit Agreement Is Hereby Amended by Adding the Following Definitions in Proper Alphabetical Order

from 10-K 118 pages Second Amended and Restated Credit Agreement Dated as of June 18, 2007 Among LPL Investment Holdings Inc., as Holdings, LPL Holdings, Inc., as Borrower, the Several Lenders From Time to Time Parties Hereto, Goldman Sachs Credit Partners L.P., as Sole Lead Arranger, Sole Bookrunner and Syndication Agent, Morgan Stanley Senior Funding, Inc., as Administrative Agent, and Morgan Stanley & Co., as Collateral Agent $942,389,062.50 Senior Secured Credit Facilities

from 10-12G 130 pages Amended and Restated Credit Agreement Dated as of December 29, 2006 Among LPL Investment Holdings Inc., as Holdings, LPL Holdings, Inc., as Borrower, the Several Lenders From Time to Time Parties Hereto, Goldman Sachs Credit Partners L.P., as Sole Lead Arranger, Sole Bookrunner and Syndication Agent, Morgan Stanley Senior Funding, Inc., as Administrative Agent, and Morgan Stanley & Co., as Collateral Agent $ 894,375,000 Senior Secured Credit Facilities