Hercules Capital Inc. – Material Contracts Watch

from 8-K 37 pages Hercules Capital, Inc. Common Stock, $0.001 Par Value Per Share Equity Distribution Agreement Dated December [ ], 2024

from 8-K 37 pages Hercules Capital, Inc. Common Stock, $0.001 Par Value Per Share Equity Distribution Agreement Dated May [•], 2023

from 10-K 6 pages Hercules Capital, Inc. Amended and Restated 2018 Equity Incentive Plan Long Term Restricted Stock Unit Award Agreement

from 10-K 7 pages First Amendment to Sale and Servicing Agreement

from 10-Q 17 pages 1. Certain Definitions

from 10-Q 6 pages Dividend Reinvestment Plan

from 10-Q 24 pages Hercules Capital, Inc. Second Supplement to Note Purchase Agreement Dated as of June 23, 2022

from 10-Q 16 pages Administration Agreement Among Hercules Capital Funding Trust 2022-1, as Issuer, Hercules Capital, Inc., as Administrator Wilmington Trust, National Association, as Owner Trustee and U.S. Bank Trust Company, National Association, as Trustee Dated as of June 22, 2022

from 10-Q 47 pages Hercules Capital Funding Trust 2022-1 $150,000,000 Senior Secured Notes Note Purchase Agreement Dated June 22, 2022

from 10-Q 33 pages Sale and Contribution Agreement by and Between Hercules Capital, Inc., as the Seller and Hercules Capital Funding 2022-1 LLC, as the Trust Depositor Dated as of June 22, 2022 Hercules Capital Funding Trust 2022-1 Asset-Backed Notes

from 10-Q 139 pages Sale and Servicing Agreement by and Among Hercules Capital Funding Trust 2022-1, as the Issuer, Hercules Capital Funding 2022-1 LLC, as the Trust Depositor, Hercules Capital, Inc. as the Seller and as the Servicer, U.S. Bank Trust Company, National Association, as the Trustee and Paying Agent, U.S. Bank National Association as the Backup Servicer and Custodian Dated as of June 22, 2022 Hercules Capital Funding Trust 2022-1 Asset-Backed Notes

from 10-K Pdf Courtesy Copy

from 10-K 20 pages Custody Agreement

from 8-K 19 pages Hercules Capital, Inc. First Supplement to Note Purchase Agreement Dated as of November 2, 2020 Re: $50,000,000 4.50% Series 2020b Senior Notes, Tranche A, Due March 4, 2026 $50,000,000 4.55% Series 2020b Senior Notes, Tranche B, Due March 4, 2026 Hercules Capital, Inc

from 8-K 47 pages Sale and Servicing Agreement Among Hercules Funding IV LLC, as Borrower and Hercules Capital, Inc., as Originator and Servicer and Mufg Union Bank, N.A., as Agent Dated as of February 20, 2020

from 8-K 102 pages Hercules Capital, Inc. $120,000,000 4.28% Series 2020 Senior Notes, Tranche A, Due February 5, 2025 4.31% Series 2020 Senior Notes, Tranche B, Due June 3, 2025 Master Note Purchase Agreement Dated February 5, 2020

from 10-Q 21 pages Material contract

from 10-Q 14 pages Hercules Capital, Inc. (The "Company") and You Have Mutually Agreed That You Are Voluntarily Separating From the Company and Its Subsidiaries and Affiliates in All Capacities Effective July 13, 2019 (The “Separation Date”). You and the Company Mutually Confirm That Your Separation Is Not as a Result of Any Disagreement Between You and the Company Regarding the Operations, Disclosures, Policies and Practices of the Company and Its Subsidiaries and Affiliates. We Wish to Confirm the Arrangements to Which You and the Company Have Agreed. 1. Separation. Your Separation From the Company and Its Subsidiaries and Affiliates Will Be Effective on the “Separation Date,” and You Will Not Seek, and You Hereby Waive, Any Reemployment or Reinstatement. 2. Separation Pay and Other Benefits

from 8-K 85 pages Hercules Capital, Inc. $105,000,000 4.77% Senior Notes Due July 16, 2024 Note Purchase Agreement Dated July 16, 2019

from 8-K 56 pages Sale and Servicing Agreement Among Hercules Funding IV LLC, as Borrower and Hercules Capital, Inc., as Originator and Servicer and Mufg Union Bank, N.A., as Agent Dated as of February 20, 2019