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Hercules Capital Inc. – Indentures

NYSE: HTGC    
Share price (6/29/26): $15.88    
Market cap (6/29/26): $2.971 billion
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EX-4.16
from S-8 7 pages Hercules Capital, Inc. Amended and Restated 2026 Non-Employee Director Plan
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EX-4.15
from S-8 13 pages Hercules Capital, Inc. Amended and Restated 2026 Equity Incentive Plan
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EX-4.H
from 10-K 14 pages Description of Our Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.2
from 8-K 20 pages Tenth Supplemental Indenture Between Hercules Capital, Inc. and U.S. Bank Trust Company, National Association, as Trustee Dated as of February 10, 2026 Tenth Supplemental Indenture
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EX-4.2
from 8-K 20 pages Ninth Supplemental Indenture Between Hercules Capital, Inc. and U.S. Bank Trust Company, National Association, as Trustee Dated as of June 16, 2025 Ninth Supplemental Indenture
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EX-4.1
from 8-K 104 pages Hercules Capital, Inc. and U.S. Bank Trust Company, National Association, as Trustee Indenture Dated as of March 10, 2025 4.750% Convertible Senior Notes Due 2028
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EX-4.H
from 10-K 14 pages Description of Our Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.(M)
from 10-K 14 pages Description of Our Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.2
from 10-Q 59 pages Amended and Restated Trust Agreement by and Between Hercules Capital Funding 2022-1 LLC, as the Trust Depositor and Wilmington Trust, National Association, as the Owner Trustee Dated as of June 22, 2022 Hercules Capital Funding Trust 2022-1 Asset-Backed Notes
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EX-4.1
from 10-Q 78 pages Indenture by and Between Hercules Capital Funding Trust 2022-1, as the Issuer, and U.S. Bank Trust Company, National Association, as the Trustee Dated as of June 22, 2022 Hercules Capital Funding Trust 2022-1 Notes
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EX-4.AB
from 10-K Pdf Courtesy Copy
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EX-4.AB
from 10-K 16 pages Description of Our Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.2
from 8-K 16 pages Eighth Supplemental Indenture Between Hercules Capital, Inc. and U.S. Bank National Association, as Trustee Dated as of January 20, 2022 Eighth Supplemental Indenture
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EX-4.2
from 8-K 15 pages Seventh Supplemental Indenture Between Hercules Capital, Inc. and U.S. Bank National Association, as Trustee Dated as of September 16, 2021 Seventh Supplemental Indenture
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EX-4.Z
from 10-K 14 pages Description of Our Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.Z
from 10-K 14 pages Description of Our Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.5
from S-8 9 pages Hercules Capital, Inc. 2018 Non-Employee Director Plan
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EX-4.4
from S-8 13 pages Hercules Capital, Inc. Amended and Restated 2018 Equity Incentive Plan (Formerly Known as the Amended and Restated 2004 Equity Incentive Plan) as Amended and Restated
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EX-4.2
from 8-K 69 pages Amended and Restated Trust Agreement by and Between Hercules Capital Funding 2019-1 LLC, as the Trust Depositor and Wilmington Trust, National Association, as the Owner Trustee Dated as of January 22, 2019 Hercules Capital Funding Trust 2019-1 Asset-Backed Notes
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EX-4.1
from 8-K 122 pages Indenture by and Between Hercules Capital Funding Trust 2019-1, as the Issuer, and U.S. Bank National Association, as the Trustee Dated as of January 22, 2019 Hercules Capital Funding Trust 2019-1 Notes
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