Trans-Lux Corp.

OTC: TNLX    
Share price (4/29/24): $0.90    
Market cap (4/29/24): $12.2 million

Underwriting Agreements Filter

EX-1
from 8-K 2 pages Trans-Lux Reports Second Quarter Results
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp. Gamco Asset Management Inc. 12/24/07 1,500 5.5733 12/21/07 1,600 5.5000 12/20/07 2,000 5.5000 12/18/07 3,600 5.5500 12/17/07 1,400 5.5500 12/07/07 5,200 5.4500 12/04/07 1,300 5.4500 11/30/07 200 5.4500 Gabelli Funds, LLC. Gabelli Dividend & Income Trust 12/19/07 400 5.3500 12/18/07 2,900 5.3500 12/07/07 500 5.3500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 3 pages Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp Gamco Asset Management Inc. 11/26/07 6,000 5.0000 11/23/07 200 4.7500 11/08/07 1,000 5.0000 10/15/07 1,000 5.6100 10/05/07 1,000 5.6500 10/03/07 3,000 5.4450 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 10/29/07 10,000 5.3000 Gabelli Dividend & Income Tr 11/26/07 7,100 5.0000 Gabelli Convertible Fund 11/21/07 1,000- 4.6200 10/29/07 5,000- 5.3000 10/02/07 4,100- 5.0000 9/26/07 100- 5.4000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corporation Gamco Asset Management Inc. 6/11/07 2,000 6.2000 6/11/07 1,700 6.2506 6/06/07 700 6.1500 6/06/07 100 6.3500 6/05/07 4,900 6.3306 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 6/04/07 10,000 6.2845 Gabelli Dividend & Income Trust 5/22/07 2,400 6.9208 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Ny Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corporation Gamco Asset Management Inc. 5/18/07 10,000 7.2700 5/10/07 3,300 6.9000 5/08/07 500 6.9000 5/02/07 5,500 6.9000 5/01/07 700 6.9000 4/26/07 7,000 6.9421 4/20/07 700 6.8543 4/19/07 800 6.8675 4/19/07 400 6.9000 4/17/07 600 6.8917 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 5/07/07 3,000 7.0227 Gabelli Dividend & Income Trust 5/07/07 1,100- 7.0500 4/17/07 400- 6.9100 4/16/07 1,199- 6.9100 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corporation Gamco Asset Management Inc. 2/13/07 400- 8.1000 2/12/07 1,600- 8.1038 3/21/07 13,300 *DI Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 3/21/07 27,265 *DI Gabelli Abc Fund 3/21/07 3,325 *DI Gabelli Multimedia Trust 3/21/07 37,240 *DI Gabelli Dividend & Income Fund 3/21/07 279,699 *DI Gabelli Convertible Fund 3/21/07 345,800 *DI (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission. (*) These Shares Were Acquired as Part of an Exchange Offer by the Issuer in Which Convertible Notes Were Tendered for the Issuer's Common Stock at the Rate of 133 Shares for Each $1,000 of Convertible Notes Tendered
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp. Gamco Asset Management Inc. 11/21/06 1,000 6.7400 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corporation Gamco Asset Management Inc. 11/03/06 1,000 6.7500 10/11/06 2,800 6.3429 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corporation Gamco Asset Management Inc. 10/10/06 1,000 6.3500 10/10/06 1,200 6.3333 10/05/06 2,000 6.0500 9/25/06 1,600 5.9500 9/12/06 3,400 5.9000 8/14/06 400 6.0500 8/11/06 1,000 5.9950 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corporation Gamco Asset Management Inc. 6/28/06 500 5.5000 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 6/30/06 14,200 5.8732 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 4/24/06 500- 6.1000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II .. Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Convertible Notes- Tlxns Lux 7.5% CV Gabelli Funds, LLC. Gabelli Global Multimedia Trust 4/22/04 300- *Do Gabelli Dividend & Income Trust 4/22/04 950- *Do Gabelli Convertible Fund 4/22/04 2,600- *Do (1) the Transactions on 4/22/2004 Were Made in Connection With the Issuer's Exchange Offer Described in Item 3 of This Amendment to Schedule 13d. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Convertible Notes- Tlxns Lux 7.5% CV Gabelli Funds, LLC. Gabelli Dividend & Income Tr 1/05/04 250 95.0000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Convertible Notes- Tlxns Lux 7.5% CV Gabelli Funds, LLC. Gabelli Convertible Fund 12/29/03 200 94.1500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp Gamco Investors, Inc. 9/03/03 1,000 6.7000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp Gamco Investors, Inc. 4/28/03 1,500 5.3267 7.5% Convertible Notes-Trans-Lux Corp Gabelli Funds, LLC Gabelli Convertible and Income Securities Fund 6/06/03 50 83.0000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Trans-Lux Corp Gamco Investors, Inc. 5/14/02 1,000 7.2260 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Convertible Notes- Trans-Lux 7.5% CV Gamco Investors, Inc. 5/31/02 140 86.5000 4/22/02 25 83.5000 Gabelli Funds, LLC. Gabelli Convertible Fund 4/24/02 50 85.0000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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