EX-1.1
from 8-K
8 pages
1. Securities. the Term “Securities”, as Used Herein, Shall Be Defined as and Include the Issuance Of, or Reference To, Client’s Common Stock, Debt, Equity or Debt Instruments Convertible Into Client’s Common Stock, Units, Warrants, Additional Investment Rights, Block Trade Transactions or the Exercise of Warrants or Options. 2. Transaction(s). the Term “Transaction” or “Transactions”, as Used Herein, Shall Be Defined as and Include the Sale, Private or Public Offering, Placement, Pledge or Issuance of Client’s Securities and/or Securities Owned by the Officers, Directors and/or Affiliates (“Insiders”) of Client, to Any Institutional and/or Accredited Investor(s). the Actual Terms and Structure of Each Transaction Will Depend on Market Conditions and Will Be Subject to Negotiation Between the Client, Ascendiant, and Prospective Investors. 3. Investor(s) the Term “Investor” or “Investors”, as Used Herein, Shall Be Defined as and Include Any Natural Persons, Corporations, Limited Liability Companies, Partnerships, Unincorporated Businesses, Sole Proprietorships and Similar Entities, and Any and All Related Affiliates for Which the Investors Maintain Direct or Indirect Control, That Are Listed in an Exhibit B to This Agreement
12/34/56
