| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| National Holdings Corp | A | Common Stock Warrants (right to buy) | |||||
| National Holdings Corp | J | Series A Convertible Preferred Stock | |||||
| Steakhouse Partners Inc | J | Warrant | |||||
| National Holdings Corp | J | Series A Convertible Preferred Stock | |||||
| National Holdings Corp | A | Stock Option (right to buy) |