Goldman Sachs Execution & Clearing, L.P. – Chronological Filings

X-17A-5

Audited annual report

02/26/16

FOCUSN

Non-public annual audit reports filed by brokers or dealers

02/26/16

X-17A-5

Audited annual report

04/02/15

FOCUSN

Non-public annual audit reports filed by brokers or dealers

03/02/15

FOCUSN

Non-public annual audit reports filed by brokers or dealers

03/04/14

X-17A-5

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03/04/14

FOCUSN

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03/01/13

X-17A-5

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03/01/13

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02/29/12

X-17A-5

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02/29/12

FOCUSN

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03/01/11

X-17A-5

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03/01/11

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03/01/10

X-17A-5

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03/01/10

FOCUSN

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01/27/09

X-17A-5

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01/27/09

X-17A-5

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01/29/08

FOCUSN

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01/29/08

X-17A-5

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01/23/07

FOCUSN

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01/23/07

Goldman Sachs Execution & Clearing, L.P. – Chronological Filings

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Goldman Sachs Execution & Clearing, L.P. – Chronological Filings