| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Uni-Pixel | J | Common Stock | |||||
| Uni-Pixel | J | Series B Preferred Stock | |||||
| Uni-Pixel | J | Warrant to Purchase Common Stock | |||||
| Incentra Solutions, Inc. | J | Common Stock, par value $0.001 | |||||
| Incentra Solutions, Inc. | J | Series A Preferred Stock |