Vu1 CORP – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 03/31/15 Q1

Late quarterly filing notification for Q1 2015

ended 12/31/14 FY 2014

Late annual filing notification for FY 2014

ended 09/30/14 Q3

Prospectuses and Registrations Filter

Commission order revoking registration

Registration withdrawal request

Initial registration of new securities – amended

Initial registration of new securities

Prospectus supplement

Ownership Filter

Virtu Americas LLC

SAM Advisors, LLC

Sellers Richard

Sellers Richard

Fletcher Paul D

News Filter

To Evaluate Strategic Alternatives

Change in Directors, Officers or Compensation, Financial Statements or Exhibits

Material Definitive Agreement, Financial Statements or Exhibits

Change in Directors, Officers or Compensation

Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements or Exhibits

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Preliminary info

Definitive proxy

Preliminary proxy

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Notice of effectiveness

Notice of effectiveness

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Letter from the SEC