| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Alseres Pharmaceuticals Inc | D | common stock | |||||
| Advance Nanotech, Inc. | D | common stock | |||||
| Alseres Pharmaceuticals Inc | C | convertible note | |||||
| Alseres Pharmaceuticals Inc | M | common stock | |||||
| Alseres Pharmaceuticals Inc | D | COMMON STOCK |