| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| MobileSmith, Inc. | A | Stock Options | |||||
| Teletouch Communications Inc | J | Put Option (Option to sell) | |||||
| Restoration Hardware Inc | D | Common Stock | |||||
| Restoration Hardware Inc | D | Option to purchase Common Stock | |||||
| Restoration Hardware Inc | M | Common Stock |