Wynnefield Partners Small Cap Value LP

Underwriting Agreements Filter

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from SC 13D/A 12 pages Registration Rights Agreement
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from SC 13D 3 pages Information Regarding the Director Nominees
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from SC 13D/A 2 pages Cusip No. 904753100 13d/a Page 13 of 14
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from SC 13D 1 page Underwriting agreement
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from SC 13D ~5 pages Agreement of Joint Filing
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $.001 Par Value Per Share, of Landec Corporation, a California Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.0001 Par Value Per Share, of Summer Infant, Inc., a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.01 Par Value Per Share, of Whx Corporation, a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.01 Par Value Per Share, of Prospect Medical Holdings, Inc., a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Channel Partnership II, L.P. By: /S/ Nelson Obus Nelson Obus, General Partner Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $1.00 Par Value Per Share, of Bkf Capital Group, Inc., a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $.001 Par Value Per Share, of Nobel Learning Communities Inc., a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Channel Partnership II, L.P. By: /S/ Nelson Obus Nelson Obus, General Partner Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital, Inc. Profit Sharing Plan By: /S/ Nelson Obus Nelson Obus, Co-Managing Member /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.01 Par Value Per Share, of Mvc Capital, Inc., a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By:wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By:wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By:wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Channel Partnership II, L.P. By: /S/ Nelson Obus Nelson Obus, General Partner Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital, Inc. Profit Sharing Plan By: /S/ Nelson Obus Nelson Obus, Portfolio Manager /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G/A 1 page Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.01 Par Value Per Share, of Trans World Corporation, a Nevada Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: February 13, 2008 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually /S/ Joshua Landes Joshua Landes, Individually
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from SC 13G 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $1.00 Par Value Per Share, of Bkf Capital Group, Inc., a Delaware Corporation. Dated: January 4, 2007 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President
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from SC 13G 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.01 Par Value Per Share, of Whx Corporation, a Delaware Corporation. Dated: January 4, 2007 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President
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from SC 13G 12 pages Securities and Exchange Commission Washington, D. C. 20549 Schedule 13g Nevada Gold & Casinos, Inc. (Name of Issuer) Common Stock, $0.12 Par Value Per Share (Title of Class of Securities) 64126q206 (Cusip Number of Class of Securities) July 28, 2006
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from SC 13D 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13d and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $.001 Par Value Per Share, of Auto Data Network, Inc., a Delaware Corporation. Dated: As of July 24, 2006 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President
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from SC 13G 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.0001 Par Value Per Share, of Rotech Healthcare Inc., a Delaware Corporation. Dated: As of April 28, 2006 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Channel Partnership II, L.P. By: /S/ Nelson Obus Nelson Obus, General Partner Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President /S/ Nelson Obus Nelson Obus, Individually Wynnefield Capital, Inc. Profit Sharing Plan By: /S/ Nelson Obus Nelson Obus, Authorized Signatory
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from SC 13G 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $0.001 Par Value, of Landec Corporation, a California Corporation. Dated: January 19, 2006 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President
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from SC 13D 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13d and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, No Par Value, of Novoste Corporation, a Florida Corporation. Dated: January 6, 2006 Wynnefield Partners Small Cap Value, L.P. By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Partners Small Cap Value, L.P. I By: Wynnefield Capital Management, LLC, General Partner By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By: Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/ Nelson Obus Nelson Obus, Co-Managing Member Wynnefield Capital, Inc. By: /S/ Nelson Obus Nelson Obus, President
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