EX-10.1
from 8-K
26 pages
This Warrant Will Be Issued Pursuant to an Exemption From Registration Under Section 1145 of the Bankruptcy Code. the Warrant May Be Sold, Offered for Sale, Pledged or Hypothecated Without Registration Under the Securities Act of 1933, as Amended (The “Securities Act”), Provided That the Holder Is Not Deemed to Be an Underwriter as Such Term Is Defined in Section 1145(b) of the Bankruptcy Code or an Affiliate of the Issuer. if the Holder Is Deemed to Be an Underwriter as Such Term Is Defined in Section 1145(b) of the Bankruptcy Code or an Affiliate of the Issuer, Then the Warrant May Not Be Sold, Offered for Sale, Pledged or Hypothecated Unless (1) There Is an Effective Registration Statement Under the Securities Act and Any Applicable State Securities Law or (2) Such Disposition Is Exempt From the Registration and Prospectus Delivery Requirements of the Securities Act and of Any Applicable State Securities Laws and the Issuer, if It So Reasonably Determines Is Necessary, Is in Receipt of an Opinion of Counsel Reasonably Satisfactory to Its Board of Directors That Such Transaction Is Exempt From the Registration and Prospectus Delivery Requirements of the Securities Act and of Any Applicable State Securities Laws. in Addition, the Warrant May Not Be Transferred, Sold, Assigned, Pledged, Hypothecated or Otherwise Disposed of Unless Such Transfer Complies With the Transfer Provisions of the Warrant. These Legends May Not Be Removed Without the Written Consent of the Issuer (Not to Be Unreasonably Withheld, Conditioned or Delayed)
12/34/56