Nanophase Technologies Corp. Watch

from S-1/A 5 pages The Terms and Conditions of the Rights Offering Are Set Forth in the Company’s Prospectus (The “Prospectus”) Which Forms a Part of the Registration Statement Originally Filed With the Securities and Exchange Commission on November 21, 2023, as Amended or Supplemented From Time to Time, and Are Incorporated Herein by Reference. Copies of the Prospectus Are Available Upon Request From Broadridge Corporate Issuer Solutions, LLC, the Subscription Agent. Nanophase Technologies Corporation Incorporated Under the Laws of the State of Delaware Subscription Rights Certificate Evidencing Non-Transferable Subscription Rights to Purchase Shares of Common Stock, Par Value $0.01 Per Share, of Nanophase Technologies Corporation Subscription Price: $0.40 Per Full Share the Subscription Rights Will Expire if Not Exercised on or Before 5:00 P.M., New York City Time, on January 19, 2024 Unless Extended by the Company

from 10-Q 12 pages 2% Second Secured Convertible Note Due May 15, 2024 of Nanophase Technologies Corporation

from 10-Q 18 pages Commercial Security Agreement

from 10-Q 17 pages Securities Purchase Agreement

from 10-Q 22 pages Nanophase Technologies Corporation Common Stock Purchase Agreement

from 8-K 20 pages Nanophase Technologies Corporation Common Stock Purchase Agreement

from 8-K 22 pages Nanophase Technologies Corporation Common Stock Purchase Agreement

from S-1/A 3 pages The Terms and Conditions of the Rights Offering Are Set Forth in the Company’s Prospectus Dated June [*], 2012 (The “Prospectus”), and Are Incorporated Herein by Reference. Copies of the Prospectus Are Available Upon Request From Broadridge Corporate Issuer Solutions, Inc., the Subscription Agent. Nanophase Technologies Corporation Incorporated Under the Laws of the State of Delaware Subscription Rights Certificate Evidencing Non-Transferable Subscription Rights to Purchase Shares of Common Stock, Par Value $0.01 Per Share, of Nanophase Technologies Corporation Subscription Price: $0.33 Per Full Share the Subscription Rights Will Expire if Not Exercised on or Before 5:00 P.M., New York City Time, on July 20, 2012 Unless Extended by the Company

from S-1 10 pages Subscription and Information Agent Agreement

from 8-K/A 52 pages Nanophase Technologies Corporation and Mellon Investor Services, LLC, as Rights Agent Amended and Restated Rights Agreement Dated as of January 30, 2009

from 8-K 52 pages Nanophase Technologies Corporation and Mellon Investor Services, LLC, as Rights Agent Amended and Restated Rights Agreement Dated as of January 30, 2009

from 8-K 1 page Fourth Amendment to Shareholders’ Rights Agreement

from 10-K 4 pages Nanophase Technologies Corporation Performance Share Grant Agreement

from 10-K 3 pages Nanophase Technologies Corporation Restricted Share Grant Agreement

from 10-K 3 pages Nanophase Technologies Corporation Stock Option Agreement

from S-8 11 pages Nanophase Technologies Corporation 2004 Equity Compensation Plan

from S-3/A 50 pages Nanophase Technologies Corporation Indenture Dated as of , [Name of Trustee] Trustee

from 10-K 12 pages Registration Rights Agreement Section 1 Registration Rights

from 10-K 20 pages Stock Purchase Agreement Section 1 Sale of Common Stock

from S-3 1 page Second Amendment to to Rights Agreement Nanophase Technologies Corporation Lasalle National Association as Rights Agent By: /S/ Jess Jankowski By: /S/ Gregory Malatia Jess Jankowski, Secretary Gregory Malatia, First Vice President