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Equus Total Return Inc. – Material Contracts

NYSE: EQS    
Share price (9/2/26): $1.03    
Market cap (9/2/26): $14.4 million
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EX-10.2
from 8-K 10 pages General Enterprise Ventures, Inc. Subscription Agreement the Securities Offered by This Subscription Agreement Have Not Been
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EX-10.1
from 8-K 2 pages Equus Total Return, Inc. Securities Purchase Agreement Dated as of [●], 2025
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EX-10.1
from 8-K 20 pages Purchase and Sale Agreement
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EX-10.1
from S-8 12 pages Equus Total Return, Inc. 2016 Equity Incentive Plan
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EX-10.1
from 8-K 27 pages R E C I T a L S
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EX-10.D
from 10-K 13 pages Indemnification Agreement
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EX-10.G
from 10-Q 12 pages Amended and Restated Purchase and Sale Agreement Dated as of May 9, 2011 Between Equus Total Return, Inc. and Khan Investments Ltd. Amended and Restated Purchase and Sale Agreement
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EX-10.F
from 10-Q 11 pages Purchase and Sale Agreement Dated as of April 20, 2011 Between Equus Total Return, Inc. and Khan Investments Ltd. Purchase and Sale Agreement
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EX-10.E
from 10-Q 11 pages Purchase and Sale Agreement Dated as of April 21, 2011 Between Equus Total Return, Inc. and Kekovia Enterprises Company Limited Purchase and Sale Agreement
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EX-10.(G)(2)
from 10-Q 11 pages First Extension and Modification Agreement
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EX-10.(F)
from 10-K 20 pages Equus Total Return, Inc. Code of Ethics
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EX-10.(F)
from 10-Q 21 pages Equus Total Return, Inc. Code of Ethics
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EX-10.(C)
from 10-K 8 pages Institutional Custody Custodial Agreement
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EX-10.(H)
from 10-Q 17 pages Pledge and Security Agreement
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EX-10.(F)
from 10-K 16 pages Equus Total Return, Inc. Moore Clayton Capital Advisors, Inc. Joint Code of Ethics
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EX-10.(B)
from 10-Q 10 pages Administration Agreement by and Between Equus II Incorporated and Equus Capital Administration Company, Inc. Dated June 30, 2005
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EX-10.(A)
from 10-Q 17 pages Investment Advisory Agreement Between Moore Clayton Capital Advisers, Inc. and Equus II Incorporated Dated June 30, 2005
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EX-10.(F)
from 10-Q 5 pages Second Modification Agreement
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EX-10.(I)
from 10-K 20 pages Equus II Incorporated Equus Capital Management Corporation Joint Code of Ethics
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EX-10.(H)
from 10-K 6 pages Form of Release Agreement
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