Hilltop Securities Holdings LLC

Formerly NYSE: SWS
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EX-4.10
from S-8 8 pages SWS Group, Inc. 2012 Restricted Stock Plan Restricted Stock Agreement for Employees
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EX-4.9
from S-8 7 pages SWS Group, Inc. 2012 Restricted Stock Plan Restricted Stock Agreement for Outside Directors
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EX-4.1
from S-3 2 pages Specimen Certificate of Common Stock
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EX-4.4
from 8-K 22 pages Investors Rights Agreement Between SWS Group, Inc., Hilltop Holdings Inc. Oak Hill Capital Partners III, L.P., and Oak Hill Capital Management Partners III, L.P. Dated as of July 29, 2011
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EX-4.3
from 8-K 17 pages Warrant to Purchase 276,504 Shares of Common Stock (Or Series a Preferred Stock, in Certain Circumstances in Accordance Herewith) Dated as of July 29, 2011 SWS Group, Inc. a Delaware Corporation
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EX-4.2
from 8-K 17 pages Warrant to Purchase 8,419,148 Shares of Common Stock (Or Series a Preferred Stock, in Certain Circumstances in Accordance Herewith) Dated as of July 29, 2011 SWS Group, Inc. a Delaware Corporation
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EX-4.1
from 8-K 17 pages Warrant to Purchase 8,695,652 Shares of Common Stock (Or Series a Preferred Stock, in Certain Circumstances in Accordance Herewith) Dated as of July 29, 2011 SWS Group, Inc. a Delaware Corporation
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EX-4.2
from 8-K 22 pages Investors Rights Agreement Between SWS Group, Inc., Hilltop Holdings Inc. Oak Hill Capital Partners III, L.P., and Oak Hill Capital Management Partners III, L.P. Dated as of [___]
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EX-4.2
from DEFA14A 22 pages Investors Rights Agreement Between SWS Group, Inc., Hilltop Holdings Inc. Oak Hill Capital Partners III, L.P., and Oak Hill Capital Management Partners III, L.P. Dated as of [___]
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EX-4.1
from 8-K 18 pages Warrant to Purchase Shares of Common Stock (Or Series a Preferred Stock, in Certain Circumstances in Accordance Herewith) Dated as of [ ] SWS Group, Inc. a Delaware Corporation
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EX-4.1
from DEFA14A 18 pages Warrant to Purchase Shares of Common Stock (Or Series a Preferred Stock, in Certain Circumstances in Accordance Herewith) Dated as of [ ] SWS Group, Inc. a Delaware Corporation
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EX-4.3
from S-3 2 pages Specimen Certificate of Common Stock
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EX-4.2
from S-3 47 pages Form of Subordinated Indenture SWS Group, Inc. as Issuer and as Trustee Indenture Dated as of , Subordinated Debt Securities SWS Group, Inc. Reconciliation and Tie Between Trust Indenture Act of 1939 and Indenture, Dated as of ,
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EX-4.1
from S-3 43 pages Form of Senior Indenture SWS Group, Inc. as Issuer and as Trustee Indenture Dated as of , Debt Securities SWS Group, Inc. Reconciliation and Tie Between Trust Indenture Act of 1939 and Indenture, Dated as of ,
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EX-4.1
from S-3/A ~50 pages Form of Indenture
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