AMBAC Financial Group Inc.

NYSE: AMBC    
Share price (5/3/24): $14.89    
Market cap (5/3/24): $673 million

Indentures Filter

EX-4.3
from 8-K 13 pages Promissory Note and Security Agreement
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EX-4.1
from 8-K 105 pages Sitka Holdings, LLC as Issuer and the Bank of New York Mellon as Trustee and Note Collateral Agent Indenture Dated as of July 6, 2021 Providing for the Issuance of Floating Rate Senior Secured Notes
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EX-4.16
from 10-K 14 pages Promissory Note and Security Agreement
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EX-4.4
from 8-K 5 pages Supplemental Fiscal Agency Agreement Dated as of February 12, 2018 to Fiscal Agency Agreement Dated as of July 19, 2010 Between the Segregated Account of AMBAC Assurance Corporation, Issuer and the Bank of New York Mellon, Fiscal Agent
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EX-4.3
from 8-K 128 pages AMBAC Assurance Corporation as Issuer and the Bank of New York Mellon as Trustee and Note Collateral Agent ‑‑‑‑‑‑‑‑‑ Indenture Dated as of February 12, 2018 ‑‑‑‑‑‑‑‑‑ Providing for the Issuance of Senior Notes Secured by Certain Interests in Proceeds of Certain Rmbs Litigation
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EX-4.2
from 8-K 14 pages Promissory Note and Security Agreement
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EX-4.1
from 8-K 159 pages AMBAC Lsni, LLC as Issuer and the Bank of New York Mellon as Trustee and Note Collateral Agent ‑‑‑‑‑‑‑‑‑ Indenture Dated as of February 12, 2018 ‑‑‑‑‑‑‑‑‑ Providing for the Issuance of Insured Secured Notes
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EX-4.1
from 10-Q 8 pages Amendment Dated as of October 3, 2014 to Fiscal Agency Agreement Dated as of June 7, 2010 Between AMBAC Assurance Corporation, Issuer and the Bank of New York Mellon, Fiscal Agent
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EX-4
from 10-Q 1 page Certification of CFO Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
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EX-4.15
from S-3ASR 67 pages AMBAC Financial Group, Inc. and Trustee Indenture Dated as of Subordinated Debt Securities
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EX-4.14
from S-3ASR 61 pages AMBAC Financial Group, Inc. and Trustee Indenture Dated as of Senior Debt Securities
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EX-4.10
from 10-K 81 pages Fiscal Agency Agreement Between the Segregated Account of AMBAC Assurance Corporation Issuer and the Bank of New York Mellon Fiscal Agent Dated as of July 19, 2010 5.1% Surplus Notes Scheduled to Mature on June 7, 2020
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EX-4.9
from 10-K 12 pages This Note Has Not Been Registered Under the Securities Act, and May Not Be Reoffered, Resold, Pledged or Otherwise Transferred Except (1) to a Person Who the Seller Reasonably Believes Is a Qualified Institutional Buyer Within the Meaning of Rule 144a Under the Securities Act (“Qualified Institutional Buyer”) Purchasing for Its Own Account or for the Account of a Qualified Institutional Buyer in a Transaction Meeting the Requirements of Rule 144a, (2) in an Offshore Transaction Complying With Rule 904 of Regulation S Under the Securities Act, (3) Pursuant to an Exemption From Registration Under the Securities Act Provided by Rule 144 Thereunder (If Available) or (4) Pursuant to Any Other Exemption From Registration Under the Securities Act, Subject to the Delivery of Reasonably Satisfactory Evidence to the Issuer Establishing Such Exemption, Which May Include an Opinion of Counsel, in Each Case, in Accordance With All Applicable Securities Laws of the States of the United States and All Other Applicable Jurisdictions. Any Person Acquiring This Note Is Deemed to Make a Representation to the Issuer as Set Forth in Paragraph 4 Hereof. All Payments of Principal and Interest on This Note May Only Be Made With the Prior Approval of the Commissioner of Insurance of the State of Wisconsin or Any Successor Thereto (The “Commissioner”)
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EX-4.8
from 10-K 10 pages This Note Has Not Been Registered Under the Securities Act, and May Not Be Reoffered, Resold, Pledged or Otherwise Transferred Except (1) to a Person Who the Seller Reasonably Believes Is a Qualified Institutional Buyer Within the Meaning of Rule 144a Under the Securities Act (“Qualified Institutional Buyer”) Purchasing for Its Own Account or for the Account of a Qualified Institutional Buyer in a Transaction Meeting the Requirements of Rule 144a, (2) in an Offshore Transaction Complying With Rule 904 of Regulation S Under the Securities Act, (3) Pursuant to an Exemption From Registration Under the Securities Act Provided by Rule 144 Thereunder (If Available) or (4) Pursuant to Any Other Exemption From Registration Under the Securities Act, Subject to the Delivery of Reasonably Satisfactory Evidence to the Issuer Establishing Such Exemption, Which May Include an Opinion of Counsel, in Each Case, in Accordance With All Applicable Securities Laws of the States of the United States and All Other Applicable Jurisdictions. Any Person Acquiring This Note Is Deemed to Make a Representation to the Issuer as Set Forth in Paragraph 4 Hereof. All Payments of Principal and Interest on This Note May Only Be Made With the Prior Approval of the Commissioner of Insurance of the State of Wisconsin or Any Successor Thereto (The “Commissioner”)
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EX-4.7
from 10-K 10 pages This Note Has Not Been Registered Under the Securities Act, and May Not Be Reoffered, Resold, Pledged or Otherwise Transferred Except (1) to a Person Who the Seller Reasonably Believes Is a Qualified Institutional Buyer Within the Meaning of Rule 144a Under the Securities Act (“Qualified Institutional Buyer”) Purchasing for Its Own Account or for the Account of a Qualified Institutional Buyer in a Transaction Meeting the Requirements of Rule 144a, (2) in an Offshore Transaction Complying With Rule 904 of Regulation S Under the Securities Act, (3) Pursuant to an Exemption From Registration Under the Securities Act Provided by Rule 144 Thereunder (If Available) or (4) Pursuant to Any Other Exemption From Registration Under the Securities Act, Subject to the Delivery of Reasonably Satisfactory Evidence to the Issuer Establishing Such Exemption, Which May Include an Opinion of Counsel, in Each Case, in Accordance With All Applicable Securities Laws of the States of the United States and All Other Applicable Jurisdictions. Any Person Acquiring This Note Is Deemed to Make a Representation to the Issuer as Set Forth in Paragraph 4 Hereof. All Payments of Principal and Interest on This Note May Only Be Made With the Prior Approval of the Commissioner of Insurance of the State of Wisconsin or Any Successor Thereto (The “Commissioner”)
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EX-4.6
from 10-K 17 pages Certificated Note
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EX-4.5
from 10-K 82 pages Junior Note Fiscal Agency Agreement Between the Segregated Account of AMBAC Assurance Corporation Issuer and the Bank of New York Mellon Fiscal Agent Dated as of April 30, 2013 5.1% Junior Surplus Notes Scheduled to Mature on June 7, 2020
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EX-4.2
from 8-A12B 35 pages Warrant Agreement
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EX-4.1
from 8-A12B 2 pages Indenture or similar
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EX-4.1
from 8-K 47 pages AMBAC Financial Group, Inc. and Mellon Investor Services LLC, as Rights Agent Tax Benefit Preservation Plan Dated as of February 2, 2010 Tax Benefit Preservation Plan
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