| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Cloud Peak Energy Inc. | C | Common Membership Units | |||||
| Cloud Peak Energy Inc. | C | Common Stock | |||||
| Cloud Peak Energy Inc. | S | Common Stock | |||||
| Cloud Peak Energy Inc. | D | Common Membership Units | |||||
| Entree Resources Ltd. | O | Common Stock, no par value |