Safeguard Scientifics Inc – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 12/31/23 FY 2023

ended 09/30/23 Q3

ended 06/30/23 Q2

ended 03/31/23 Q1

ended 12/31/22 FY 2022

Prospectuses and Registrations Filter

Securities registration termination

Going private transaction – amended

Updated info for already-effective prospectus

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Ownership Filter

Halis Family Foundation

Satterfield Thomas a Jr

First Manhattan Co. LLC.

Manko Joseph M. Jr.

News Filter

OTC Markets Group Welcomes Safeguard Scientifics, Inc. to OTCQX

Filed Form 25 to Voluntarily Delist Its Common Stock From the Nasdaq Stock Market LLC

Intends to File Form 25 to Voluntarily Delist Its Common Stock From the Nasdaq Stock Market LLC

Announces Effective Date of Stock Splits to Effectuate the Going Dark Transaction and New Chief Executive Officer and Chief Financial Officer

Announces Stock Split Ratios to Effectuate the Going Dark Transaction

Proxies Filter

Additional info about upcoming vote

Additional info about upcoming vote

Definitive proxy

Preliminary revised proxy

Preliminary proxy

Other Filter

Notice of effectiveness

Correspondence with the SEC

Letter from the SEC

Confidential treatment order