| Date | Owner | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Ameen Phillip D | J | HSBC USA Inc. $2.8575 Cumulative Preferred Stock (HUSI PR-Z) | |||||
| Alfiero Salvatore | D | $1.8125 Series E Cumulative Preferred | |||||
| Alfiero Salvatore | P | $1.8125 Series E Cumulative Preferred | |||||
| Alfiero Salvatore | P | $1.8125 Series E Cumulative Preferred | |||||
| Alfiero Salvatore | P | $1.8125 Series E Cumulative Preferred |