| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Concorde Career Colleges Inc | D | Common Stock | |||||
| Tonner-One World Holdings, Inc. | S | Common Stock | |||||
| Tonner-One World Holdings, Inc. | S | Series B Preferred Stock | |||||
| Tonner-One World Holdings, Inc. | S | Series D Preferred Stock | |||||
| Blue Rhino Corp | J | Common Stock |