National Discount Brokers Group Inc

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-National Disc Broker Gabelli Foundation 11/21/00 10,000- 49.0000 Gabelli Securities Inc. 11/21/00 5,000- 49.0000 Gabelli Performance Partnership 11/21/00 6,000- 49.0000 Gabelli International II Ltd 11/21/00 20,000- 49.0000 Gabelli International Ltd 11/21/00 10,000- 49.0000 Gabelli Asset Management Inc. 11/21/00 25,600- 49.0000 Gamco Investors, Inc. 11/21/00 150,000- 49.0000 11/21/00 415,679- 49.0000 Gabelli Associates Ltd 11/21/00 15,000 48.8750 11/21/00 155,000- 49.0000 11/17/00 5,000 48.8750 11/14/00 10,000 48.8125 Gabelli Fund, Ldc 11/21/00 1,000- 49.0000 Gabelli Associates Fund 11/22/00 25,700 48.8750 11/21/00 20,000 48.8750 11/21/00 180,600- 49.0000 11/17/00 5,000 48.8750 11/14/00 5,000 48.8125 Gabelli Group Capital Partners 11/21/00 10,000- 49.0000 GABELLI&CO Profit Sharing Plan 11/21/00 10,000- 49.0000 Gabelli Funds, LLC. Gabelli Value Fund 11/21/00 250,000- 49.0000 Gabelli Abc Fund 11/21/00 50,000- 49.0000 (1) the Dispositions on 11/21/00 Were in Connection With the Tender Offer Described in Item 5(e) of This Amendment to Schedule 13d. All Other Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Exhibit 1 Joint Filing Agreement and Consent the Undersigned Agrees That the Amendment to Schedule 13d Executed by Deutsche Bank AG to Which This Statement Is Attached as an Exhibit Is Filed on Behalf of Deutsche Bank AG, Db U.S. Financial Markets Holding Corporation and Deutsche Acquisition Corp. Pursuant to Rule 13d-1(k) Under the Securities Exchange Act of 1934. Dated: October 12, 2000 Db U.S. Financial Markets Holding Corporation By: /S/ Michelle Schwabe Name: Michelle Schwabe Title: Managing Director By: /S/ Richard Ferguson Name: Richard Ferguson Title: Managing Director and Treasurer Deutsche Acquisition Corp. By: /S/ Kevin E. Parker Name: Kevin E. Parker Title: President By: /S/ Thomas A. Curtis Name: Thomas A. Curtis Title: Vice President
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EX-1
from SC 13D/A 1 page Exhibit 1 Joint Filing Agreement and Consent the Undersigned Agrees That the Amendment to Schedule 13d Executed by Deutsche Bank AG to Which This Statement Is Attached as an Exhibit Is Filed on Behalf of Deutsche Bank AG and Db U.S. Financial Markets Holding Corporation Pursuant to Rule 13d-1(k) Under the Securities Exchange Act of 1934. Dated: October 10, 2000 Db U.S. Financial Markets Holding Corporation By: Name: Richard W. Ferguson Title: Managing Director and Treasurer By: Name: James T. Byrne, Jr. Title: Managing Director and Secretary
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EX-1
from SC 13D 1 page Exhibit 1 Consent of Db U.S. Financial Markets Holding Corporation the Undersigned Agrees That the Schedule 13d Executed by Deutsche Bank AG to Which This Statement Is Attached as an Exhibit Is Filed on Behalf of Deutsche Bank AG and Db U.S. Financial Markets Holding Corporation Pursuant to Rule 13d-(F)(1) of the Securities Exchange Act of 1934. Dated: June 23, 2000 Db U.S. Financial Markets Holding Corporation By: /S/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Managing Director
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EX-1
from S-3/A ~20 pages Form of Underwriting Agreement
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