| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Legacy Imbds Inc. | J | Series B Redeemable Preferred Stock | |||||
| Genpact Limited | J | Equity Swap | |||||
| Genpact Limited | S | Common Shares | |||||
| B456 Systems, Inc. | C | Common Stock | |||||
| B456 Systems, Inc. | C | Series C Convertible Preferred Stock |