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Oppenheimer Holdings Inc. – Material Contracts

NYSE: OPY    
Share price (7/6/26): $115.47    
Market cap (7/6/26): $1.236 billion
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EX-10.1
from 8-K 7 pages Material contract
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EX-10.1
from 10-Q 34 pages 143400740v10 Oppenheimer Holdings Inc. 2024 Incentive Plan
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EX-10.1
from 8-K 35 pages 143400740v10 Oppenheimer Holdings Inc. 2024 Incentive Plan
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EX-10.12
from 10-Q 11 pages Material contract
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EX-10.12
from 10-K/A 6 pages Oppenheimer Holdings Inc. Stock Appreciation Right Plan
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EX-10.11
from 10-K/A 139 pages Material contract
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EX-10.10
from 10-K/A 9 pages Material contract
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EX-10.2
from 8-K 20 pages Registration Rights Agreement
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EX-10.1
from 8-K >50 pages Security Agreement by and Among Oppenheimer Holdings Inc. as Grantor, and Each Other Grantor From Time to Time Party Hereto and the Bank of New York Mellon Trust Company, N.A. as Collateral Agent. Dated as of September 22, 2020 Table of Authorities
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EX-10.38
from 10-K 25 pages Material contract
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EX-10.37
from 10-K 5 pages Amended and Restated Performance-Based Compensation Agreement
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EX-10.1
from 8-K 66 pages Security Agreement by and Among Oppenheimer Holdings Inc. as Grantor, and Each Other Grantor From Time to Time Party Hereto and the Bank of New York Mellon Trust Company, N.A. as Collateral Agent. Dated as of June 23, 2017 Table of Authorities
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EX-10.36
from 10-K 2 pages Fincen Fines Oppenheimer & Co. Inc. $20 Million for Continued Anti-Money Laundering Shortfalls Suspicious Penny Stock Trading and Pump-And-Dump Schemes Not Flagged and Foreign Correspondent Customer Allowed to Conduct Prohibited Activity
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EX-10.35
from 10-K 25 pages Securities and Exchange Commission
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EX-10.34
from 10-K 28 pages Oppenheimer Holdings Inc. 2014 Incentive Plan
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EX-10.33
from 10-K 23 pages Oppenheimer & Co. Inc. Executive Deferred Compensation Plan
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EX-10.32
from 10-K 15 pages Agreement
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EX-10.31
from 10-K 15 pages Agreement
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EX-10.30
from 10-K 9 pages First Amendment to Agreement of Lease
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EX-10.1
from 8-K 7 pages Oppenheimer Holdings Inc. Fourth Quarter 2012 Earnings
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