National Investment Managers Inc. – Filings and Transcripts – BamSEC

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SEC EDGAR

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ended 09/30/10 Q3

ended 06/30/10 Q2

ended 03/31/10 Q1

ended 12/31/09 FY 2009

Late annual filing notification for FY 2009

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Suspension of duty to report

Amendment to registration of securities for employees

Securities registration termination

Registration of securities for employees

Notice of sale of securities

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Coghill Capital Management LLC

Smithline Richard

Coghill Capital Management LLC

Smithline Richard

Grin Eugene, Grin David, Valens Capital Management, LLC, Valens U.S. SPV I, LLC, Valens Offshore SPV II, Corp., Valens Offshore SPV I, Ltd.

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Signs Definitive Agreement for Sale of the Company

Material Definitive Agreement

Settlement and Voting Agreement

SIGNS LETTER OF INTENT FOR SALE of the COMPANYReports Third Quarter Financial Results

Material Definitive Agreement, New Financial Obligation or Off-Balance Sheet Arrangement, Financial Statements or Exhibits

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Letter from the SEC

Letter from the SEC

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Letter from the SEC

Correspondence with the SEC