Legg Mason, Inc. – Filings and Transcripts – BamSEC

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SEC EDGAR

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ended 06/30/20 Q1

ended 03/31/20 FY 2020

ended 12/31/19 Q3

ended 09/30/19 Q2

ended 06/30/19 Q1

Prospectuses and Registrations Filter

Securities registration termination

Securities registration termination

Removal from listing

Updated info for already-effective prospectus

Updated info for already-effective prospectus

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Clarion Partners Real Estate Income Fund Inc

Annual report of employee stock purchase, savings and similar

Annual report of employee stock purchase, savings and similar

Clarion Partners Real Estate Income Fund Inc

Holdings report

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Announces Intent to Delist Junior Subordinated Notes From NYSE

Reports Results for First Fiscal Quarter

Franklin Templeton Expects to Close Acquisition of Legg Mason on July 31, 2020

Shareholder Vote Results

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Additional info about upcoming vote

Proxy related to merger

Preliminary proxy related to merger

Additional info about upcoming vote

Additional info about upcoming vote

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Notice of effectiveness

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness