EX-4.1
from 8-K
14 pages
The Securities Represented Hereby Have Not Been Registered Under the Securities Act of 1933, as Amended (The “1933 Act”), or Any State Securities Law. the Holder Hereof, by Purchasing Such Securities, Agrees for the Benefit of Soluna Holdings, Inc. (The “Company”) That Such Securities May Be Offered, Sold, Pledged or Otherwise Transferred Only (A) to the Company, (B) Pursuant to an Effective Registration Statement Under the 1933 Act and in Compliance With Any Applicable Local Securities Laws and Regulations, (C) Outside the United States in Accordance With Rule 904 of Regulation S Under the 1933 Act and in Compliance With Any Applicable Local Securities Laws and Regulations, (D) in Compliance With the Exemption From Registration Under the 1933 Act Provided by Rule 144 Thereunder, if Available, and in Compliance With Any Applicable State Securities Laws or (E) in a Transaction That Does Not Require Registration Under the 1933 Act and in Compliance With Any Applicable State Securities Laws, Provided That, in the Case of (C), (D) or (E), the Holder Has Delivered to the Company and the Registrar and Transfer Agent an Opinion of Counsel of Recognized Standing in Form and Substance Reasonably Satisfactory to the Company and the Registrar and Transfer Agent to Such Effect. Hedging Transactions Involving the Securities Are Prohibited Except in Compliance With the 1933 Act
12/34/56
EX-4.1
from 8-K
15 pages
The Securities Represented Hereby Have Not Been Registered Under the Securities Act of 1933, as Amended (The “1933 Act”), or Any State Securities Law. the Holder Hereof, by Purchasing Such Securities, Agrees for the Benefit of Soluna Holdings, Inc. (The “Company”) That Such Securities May Be Offered, Sold, Pledged or Otherwise Transferred Only (A) to the Company, (B) Pursuant to an Effective Registration Statement Under the 1933 Act and in Compliance With Any Applicable Local Securities Laws and Regulations, (C) Outside the United States in Accordance With Rule 904 of Regulation S Under the 1933 Act and in Compliance With Any Applicable Local Securities Laws and Regulations, (D) in Compliance With the Exemption From Registration Under the 1933 Act Provided by Rule 144 Thereunder, if Available, and in Compliance With Any Applicable State Securities Laws or (E) in a Transaction That Does Not Require Registration Under the 1933 Act and in Compliance With Any Applicable State Securities Laws, Provided That, in the Case of (C), (D) or (E), the Holder Has Delivered to the Company and the Registrar and Transfer Agent an Opinion of Counsel of Recognized Standing in Form and Substance Reasonably Satisfactory to the Company and the Registrar and Transfer Agent to Such Effect. Hedging Transactions Involving the Securities Are Prohibited Except in Compliance With the 1933 Act
12/34/56
EX-4.2
from 8-K
12 pages
The Securities Represented Hereby Have Not Been Registered Under the Securities Act of 1933, as Amended (The “1933 Act”), or Any State Securities Law. the Holder Hereof, by Purchasing Such Securities, Agrees for the Benefit of Soluna Holdings, Inc. (The “Company”) That Such Securities May Be Offered, Sold, Pledged or Otherwise Transferred Only (A) to the Company, (B) Pursuant to an Effective Registration Statement Under the 1933 Act and in Compliance With Any Applicable Local Securities Laws and Regulations, (C) Outside the United States in Accordance With Rule 904 of Regulation S Under the 1933 Act and in Compliance With Any Applicable Local Securities Laws and Regulations, (D) in Compliance With the Exemption From Registration Under the 1933 Act Provided by Rule 144 Thereunder, if Available, and in Compliance With Any Applicable State Securities Laws or (E) in a Transaction That Does Not Require Registration Under the 1933 Act and in Compliance With Any Applicable State Securities Laws, Provided That, in the Case of (C), (D) or (E), the Holder Has Delivered to the Company and the Registrar and Transfer Agent an Opinion of Counsel of Recognized Standing in Form and Substance Reasonably Satisfactory to the Company and the Registrar and Transfer Agent to Such Effect. Hedging Transactions Involving the Securities Are Prohibited Except in Compliance With the 1933 Act
12/34/56