Richardson Electronics, Ltd.

NASDAQ: RELL    
Share price (3/27/24): $9.18    
Market cap (3/27/24): $112 million

Indentures Filter

EX-4
from 10-K 6 pages Description of the Company’s Securities
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EX-4
from 10-K 5 pages Description of the Company’s Securities
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EX-4
from 10-K 5 pages Description of the Company’s Securities
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EX-4.(A)
from S-8 2 pages Number Cs 111241 Common Stock Par Value $.05 Cs. This Certificate Is Transferable in Chicago, Il Common Stock Par Value $.05 Incorporated Under the Laws of the State of Delaware Cusip 763165 10 7 See Reverse for Certain Definitions Richardson Electronics, Ltd. This Is to Certify That Is the Owner of Fully Paid and Non-Assessable Shares of Common Stock of Richardson Electronics, Ltd., Transferable on the Books of the Corporation in Person or by Duly Authorized Attorney Upon Surrender of This Certificate Properly Endorsed. This Certificate and the Shares Represented Hereby Are Issued and Shall Be Held Subject to All the Provisions of the Articles of Incorporation and By-Laws of the Corporation and All Amendments Thereto, Copies of Which Are Kept on File With the Transfer Agent, to All of Which the Holder Hereof by Accepting This Certificate Assents. This Certificate Is Not Valid Until Countersigned and Registered by the Transfer Agent and Registrar. Witness the Facsimile Seal of the Corporation and the Facsimile Signatures of Its Duly Authorized Officers. Dated: Countersigned and Registered: Illinois Stock Transfer Company (Chicago) Transfer Agent and Registrar Secretary [Illegible] Chairman Edward J. Richardson of the Board By: Authorized Officer [Illegible]
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EX-4
from 10-K 5 pages Description of Capital Stock as of June 1, 2020, Richardson Electronics, Ltd. (The “Company,” “We,” “US,” and “Our”) Has One Class of Securities Registered Under Section 12 of the Securities Exchange Act of 1934, as Amended: Our Common Stock (The “Common Stock”)
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EX-4.(A)
from S-8 2 pages Number Cs 111241 Common Stock Par Value $.05 Cs. This Certificate Is Transferable in Chicago, Il Common Stock Par Value $.05 Incorporated Under the Laws of the State of Delaware Cusip 763165 10 7 See Reverse for Certain Definitions Richardson Electronics, Ltd. This Is to Certify That Is the Owner of Fully Paid and Non-Assessable Shares of Common Stock of Richardson Electronics, Ltd., Transferable on the Books of the Corporation in Person or by Duly Authorized Attorney Upon Surrender of This Certificate Properly Endorsed. This Certificate and the Shares Represented Hereby Are Issued and Shall Be Held Subject to All the Provisions of the Articles of Incorporation and By-Laws of the Corporation and All Amendments Thereto, Copies of Which Are Kept on File With the Transfer Agent, to All of Which the Holder Hereof by Accepting This Certificate Assents. This Certificate Is Not Valid Until Countersigned and Registered by the Transfer Agent and Registrar. Witness the Facsimile Seal of the Corporation and the Facsimile Signatures of Its Duly Authorized Officers. Dated: Countersigned and Registered: Illinois Stock Transfer Company (Chicago) Transfer Agent and Registrar Secretary [Illegible] Chairman Edward J. Richardson of the Board By: Authorized Officer [Illegible]
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EX-4.1
from 8-K 81 pages Richardson Electronics, Ltd. 8.0% Convertible Senior Subordinated Notes Due 2011 Indenture Dated as of November 21, 2005
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EX-4.1
from S-8 6 pages Richardson Electronics, Ltd. 2006 Stock Option Plan for Non-Employee Directors
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EX-4.1
from S-4/A 49 pages Richardson Electronics, Ltd. $ % Convertible Senior Subordinated Notes Due 2011 Indenture Dated as of , 2004
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EX-4
from S-8 ~10 pages The Purposes of the Plan Are to Attract and Retain Capable Executives and Other Key Employees in the Employ of Richardson Electronics, Ltd., a Delaware Corporation (The "Company") and Its Subsidiaries by Giving These Individuals the Opportunity Either to Acquire an Equity Interest or to Increase Their Present Equity Interest in the Company. the Company Intends That Certain of the Options Granted Pursuant to the Plan Will Qualify and That Certain Other of the Options Will Not Qualify as "Incentive Stock Options" Within the Meaning of Section 422 of the Internal Revenue Code, and the Terms of the Options Shall Be Interpreted in Accordance With Their Designation in the Option Agreement
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EX-4
from S-8 1 page Amendment to Richardson Electronics, Ltd. Employees 1999 Stock Purchase Plan Whereas, Richardson Electronics, Ltd. (The Acompany@) Board of Directors Established the Richardson Electronics, Ltd. Employees 1999 Stock Purchase Plan (The Aplan@) on April 13, 1999 and Approved by the Stockholders on October 12, 1999; and Whereas, It Is Now Desired to Increase the Number of Shares of the Common Stock, $.05 Per Share Par Value, of the Company ("Common Stock") Which Are Available for Purchase Upon the Exercise of Options Under the Plan by 100,000; Now, Therefore, the Richardson Electronics, Ltd. Employees' Stock Purchase Plan Is Hereby Amended as Follows: Section 3.1 of the Plan Is Hereby Amended in Its Entirety to Read as Follows: "3.1 the Total Number of Shares of the Common Stock Which Are Available for Purchase Upon the Exercise of Options Under the Plan Shall Be Two Hundred Fifty Thousand (250,000) Shares, Subject to Appropriate Adjustment as Provided in Article XIX." This Amendment to the Plan Is Effective April 11, 2001. the Amendment to the Plan Shall Be Submitted to the Stockholders for Approval Not Later Than April 10, 2002. if the Amendment to the Plan Has Not Been Approved, It Shall Terminate on Such Date in Accordance With Article XXI of the Plan, and All Options Outstanding on Such Date Which Would Require the Issuance of Any of the Additional 100,000 Shares of Common Stock Authorized by the Amendment if Exercised Shall Be Exercised as Provided in Section 21.2
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EX-4
from S-8 ~10 pages Indenture or similar
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EX-4
from S-8 ~20 pages Indenture or similar
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EX-4.A
from 10-Q ~5 pages Indenture or similar
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EX-4
from SC 13E4 ~50 pages Indenture or similar
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EX-4
from S-8 ~5 pages Indenture or similar
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EX-4
from S-8 ~10 pages Indenture or similar
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EX-4
from S-8 ~10 pages Indenture or similar
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EX-4
from S-8 ~20 pages Indenture or similar
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EX-4
from S-8 ~10 pages Indenture or similar
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