| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| NovaBay Pharmaceuticals Inc. | C | Common Stock | |||||
| NovaBay Pharmaceuticals Inc. | A | Series D Non-Voting Convertible Preferred Stock | |||||
| NovaBay Pharmaceuticals Inc. | A | Series E Non-Voting Convertible Preferred Stock | |||||
| NovaBay Pharmaceuticals Inc. | P | Pre-Funded Warrants (Right to Buy) |