EX-10.1
from 8-K
3 pages
AlTi Global, Inc. Amendment No. 1 to 2023 Stock Incentive Plan Whereas, the Board of Directors of AlTi Global, Inc., a Delaware Corporation (The “Company”), Previously Approved and Adopted the Alvarium Tiedemann Holdings, Inc. 2023 Stock Incentive Plan (The “2023 Plan”); and Whereas, the Board of Directors Has Determined That It Is in the Best Interest of the Company to Amend the 2023 Plan as Set Forth in This Amendment No. 1 (This “Amendment”). Now, Therefore, the 2023 Plan Is Amended as Follows: 1. Amendments 1.01. Section 2(l) of the 2023 Plan Is Hereby Amended and Restated in Its Entirety to Read as Follows: “(L) “Company” Means AlTi Global, Inc., a Delaware Corporation or Any Successor Thereto. 1.02. Section 2(kk) of the Plan Is Hereby Amended and Restated in Its Entirety to Read as Follows: “(Kk) “Plan” Means This AlTi Global, Inc. 2023 Stock Incentive Plan, as May Be Amended From Time to Time.” 1.03. Section 3(a) of the 2023 Plan Is Hereby Amended and Restated in Its Entirety to Read as Follows: “(A) Stock Subject to the Plan. Subject to the Provisions of Section 14, the Maximum Aggregate Number of Shares That May Be Subject to Awards and Sold Under the Plan Is 20,798,132 Shares (The “Initial Share Pool”); Provided, However, That the Maximum Number of Shares That May Be Issued Upon the Exercise of Incentive Stock Options Shall Equal the Initial Share Pool. the Shares May Be Authorized but Unissued, or Reacquired Common Stock.” 2. Miscellaneous 2.01. Effect. Except as Amended Hereby, the 2023 Plan Shall Remain in Full Force and Effect. 2.02. Defined Terms. All Capitalized Terms Used but Not Specifically Defined Herein Shall Have the Same Meanings Given Such Terms in the 2023 Plan Unless the Context Clearly Indicates or Dictates a Contrary Meaning
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EX-10.3
from 8-K
128 pages
Execution Version Fourth Amended and Restated Limited Liability Company Agreement of AlTi Global Capital, LLC a Delaware Limited Liability Company Dated as of July 31, 2024 the Securities Represented by This Fourth Amended and Restated Limited Liability Company Agreement Have Not Been Registered Under the United States Securities Act of 1933, as Amended, or Under Any Other Applicable Securities Laws. Such Securities May Not Be Offered, Sold or Otherwise Disposed of at Any Time Without Effective Registration Under Such Act and Laws or Exemption Therefrom, and Compliance With the Other Restrictions on Transferability Set Forth Herein
12/34/56
EX-10.1
from 8-K
87 pages
Execution Version Membership Interest Purchase Agreement by and Among ALTI Global, Inc., AlTi Global Wealth Management Holdings Limited, East End Advisors, LLC, Eea Holding Company, LLC, And, Solely for the Limited Purposes Set Forth Therein, David Salomon, Richard Salomon, Peter Nadosy and Brian Clifford Dated as of April 1, 2024
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