| Date | Owner | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Glencore International AG | D | A&R Convertible Notes | |||||
| Glencore Plc | D | A&R Convertible Notes | |||||
| Glencore Canada Corp | D | A&R Convertible Notes | |||||
| Kochhar Ajay President and CEO | S | Common Shares | |||||
| 2829908 Delaware LLC | S | Common Shares |