| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Oppenheimer Holdings Inc. | J | Class A non-voting common stock | |||||
| Applied Therapeutics Inc. | D | Common Stock | |||||
| Applied Therapeutics Inc. | D | Stock Option (Right to Buy) | |||||
| Applied Therapeutics Inc. | U | Common Stock | |||||
| Applied Therapeutics Inc. | S | Common Stock |