BrightSphere Investment Group Inc Watch

from 10-K 102 pages Whereas, the Assignor Has Entered Into That Certain Revolving Credit Agreement Dated as of August 20, 2019 (As Amended, Restated, Supplemented or Otherwise Modified From Time to Time, the “Existing Credit Agreement”), Among the Assignor, the Lenders From Time to Time Party Thereto and the Agent; Whereas, the Assignor Has Agreed to Assign to the Assignee All of Its Rights, Interests, Duties, Obligations and Liabilities In, to and Under the Existing Credit Agreement and Each Other Loan Document; Whereas, the Assignee Desires to Accept the Assignment of All of the Assignor’s Rights, Interests, Duties, Obligations and Liabilities In, to and Under the Existing Credit Agreement and Each Other Loan Document; Whereas, the Assignor Has Requested That the Agent and the Lenders Release the Assignor From All of Its Obligations Under the Existing Credit Agreement and Each Other Loan Document; Whereas, the Agent and the Lenders Have Requested to Amend Certain Provisions of the Existing Credit Agreement in Connection With the Foregoing Assignment; and Whereas, in Satisfaction of Sections 9.04(a) and 9.08(b) of the Existing Credit Agreement, the Agent and Each Lender Are Willing to Consent to This Assignment and Amendment on the Terms and Subject to the Conditions Set Forth Herein. Now, Therefore, in Consideration of the Above Recitals and Other Good and Valuable Consideration, the Receipt and Sufficiency of Which Are Hereby Acknowledged, the Parties Hereto Hereby Agree as Follows: 1.defined Terms. Capitalized Terms Used but Not Otherwise Defined Herein Have the Meanings Assigned to Them in the Amended Credit Agreement (As Defined Below)

from 8-K 15 pages Amendment No. 1 Dated as of September 3, 2020 (This “Amendment”), to the Revolving Credit Agreement Dated as of August 20, 2019 (As Amended, Restated, Supplemented or Otherwise Modified From Time to Time, the “Credit Agreement”), Among BrightSphere Investment Group Inc., a Delaware Corporation (The “Borrower”), the Lenders From Time to Time Party Thereto and Citibank, N.A., as Administrative Agent (The “Agent”). Whereas, the Borrower and the Lenders Party Hereto, Constituting the Required Lenders, Desire to Make Certain Modifications to the Credit Agreement as Provided Herein. Now, Therefore, in Consideration of the Above Recital and Other Good and Valuable Consideration, the Receipt and Sufficiency of Which Are Hereby Acknowledged, the Parties Hereto Hereby Agree as Follows: 1.defined Terms. Capitalized Terms Used but Not Otherwise Defined Herein Have the Meanings Assigned to Them in the Credit Agreement. 2.amendment of the Credit Agreement. Effective as of the Amendment Effective Date (As Defined Below), the Credit Agreement Is Hereby Amended as Follows: (A)section 1.01 of the Credit Agreement Is Hereby Amended by Adding the Following Definitions in Proper Alphabetical Order

from 8-K 87 pages Revolving Credit Agreement Dated as of August 20, 2019, Among BrightSphere Investment Group Inc., the Lenders Named Herein, and Citibank, N.A., as Administrative Agent Citibank, N.A., Rbc Capital Markets1 and Bmo Capital Markets Corp. as Joint Lead Arrangers and Joint Bookrunners Royal Bank of Canada and Bmo Harris Bank N.A. as Co-Syndication Agents

from 10-Q 76 pages Revolving Credit Agreement Dated as of October 15, 2014, as Amended and Restated as of July 11, 2019, Among BrightSphere Investment Group Inc., the Lenders Named Herein, and Citibank, N.A., as Administrative Agent Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as Joint Lead Arrangers and Joint Bookrunners