CF Finance Acquisition Corp. – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

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ended 09/30/20 Q3

ended 06/30/20 Q2

ended 03/31/20 Q1

ended 12/31/19 FY 2019

ended 09/30/19 Q3

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Securities registration termination

Removal from listing

Removal from listing

Removal from listing

Business combination disclosure

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Granahan Investment Management, LLC

Dimensional Fund Advisors LP

Adage Capital Partners GP, L.L.C.

Hudson Bay Capital Management LP

Polar Asset Management Partners Inc.

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Shareholder Vote Results

Announces That GCM Grosvenor Raises Its 2020 Adjusted EBITDA and Adjusted Net Income Guidance; Announces Special Meeting of CF Finance Acquisition Corp. Stockholders and Post-Closing Board of Directors

Announces Record Date for Special Meeting to Approve Proposed Business Combination With GCM Grosvenor Inc

Amendment to Articles of Incorporation or Bylaws, or Change in Fiscal Year, Shareholder Vote Results, Financial Statements or Exhibits

Material Definitive Agreement, Unregistered Sales of Equity Securities, Material Disclosure, Financial Statements or Exhibits

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Proxy related to merger

Preliminary revised proxy

Preliminary revised proxy

Preliminary revised proxy

Preliminary revised proxy

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Correspondence with the SEC