| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Allarity Therapeutics Inc. | A | Common Stock | |||||
| Concert Pharmaceuticals Inc | D | Common Stock | |||||
| Concert Pharmaceuticals Inc | D | Stock Option (Right to Buy) | |||||
| Concert Pharmaceuticals Inc | U | Common Stock | |||||
| Concert Pharmaceuticals Inc | A | Common Stock |