XAI Floating Rate & Alternative Income Trust of Beneficial Interest – Material Contracts Watch

from 8-K 14 pages Investment Sub-Advisory Agreement

from 8-K 3 pages Sub-Adviser Expense Reimbursement Limitation Agreement

from 8-K 14 pages Interim Investment Sub-Advisory Agreement

from 8-K 61 pages XAI Octagon Floating Rate & Alternative Income Trust Series a Mandatory Redeemable Preferred Shares Securities Purchase Agreement Dated as of October 21, 2025

from 8-K 10 pages Purchase Agreement

from 8-K 16 pages Investment Sub-Advisory Agreement

from 8-K 4 pages (B) Eagle Point Hereby Grants to the Trust an Irrevocable Proxy to Vote at Any Annual or Special Meeting of Shareholders of the Trust All Other Common Shares Held by Eagle Point, Any Person Controlled by Eagle Point Holdings LP, Eagle Point’s Immediate Parent Company (“Eagle Point Parent”), or Any Other Investment Vehicles or Accounts Sponsored or Managed by Eagle Point or Any Person Controlled by Eagle Point Parent, or Which Eagle Point or Any Person Controlled by Eagle Point Parent Otherwise Has or Shares the Power to Vote, or to Direct the Voting Of, as of the Record Date for the Applicable Annual or Special Meeting of Shareholders of the Trust (Together With the Common Shares Which Any Purchaser Is Entitled to Vote, the “Eagle Point Shares”), in the Same Proportion as the Vote of All Other Holders of Common Shares of the Trust

from 8-K 8 pages Purchase Agreement

from 8-K 9 pages Purchase Agreement

from 8-K 16 pages Amended and Restated Services Agreement

from 8-K 1 page Material contract

from 8-K 19 pages Transfer Agency and Registrar Services Agreement

from 8-K 19 pages Administration and Fund Accounting Agreement

from 8-K 3 pages Amendment to Purchase Agreement

from 8-K 4 pages (B) Eagle Point Hereby Grants to the Trust an Irrevocable Proxy to Vote at Any Annual or Special Meeting of Shareholders of the Trust All Other 2026 Preferred Shares Held by Eagle Point, Any Person Controlled by Eagle Point Holdings LP, Eagle Point’s Immediate Parent Company (“Eagle Point Parent”), or Any Other Investment Vehicles or Accounts Sponsored or Managed by Eagle Point or Any Person Controlled by Eagle Point Parent, or Which Eagle Point or Any Person Controlled by Eagle Point Parent Otherwise Has or Shares the Power to Vote, or to Direct the Voting Of, as of the Record Date for the Applicable Annual or Special Meeting of Shareholders of the Trust (Together With the 2026 Preferred Shares Which Any Purchaser Is Entitled to Vote, the “Eagle Point Shares”), in the Same Proportion as the Vote of All Other Holders of Preferred Shares of the Trust

from 8-K 6 pages Purchase Agreement

from 8-K 10 pages Purchase Agreement

from 8-K 5 pages (A) Upon Written Notice to the Trust at Least 10 Days Prior to the Date of Any Annual or Special Meeting of Shareholders of the Trust, Eagle Point May Elect to Vote or Cause to Be Voted Up to 5% of the Eagle Point Shares in a Manner Other Than in Accordance With the Voting Condition and Shall Vote or Cause to Be Voted at Least 95% of the Eagle Point Shares in Accordance With the Voting Condition; And

from 8-K 8 pages Purchase Agreement

from 8-K 3 pages Amendment No. 1 to Transfer Agency Agreement