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Great Elm Capital Corp. – Indentures

NASDAQ: GECC    
Share price (3/13/26): $5.42    
Market cap (3/13/26): $41.2 million
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EX-4.13
from 10-K 11 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities and Exchange Act of 1934
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EX-4.1
from 8-K 15 pages Eighth Supplemental Indenture Between Great Elm Capital Corp. and Equiniti Trust Company, LLC, as Trustee Dated as of September 11, 2025 Eighth Supplemental Indenture
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EX-4.11
from 10-K 11 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities and Exchange Act of 1934
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EX-4.1
from 8-K 15 pages Seventh Supplemental Indenture Between Great Elm Capital Corp. and Equiniti Trust Company, LLC, as Trustee Dated as of September 19, 2024 Seventh Supplemental Indenture
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EX-4.1
from 8-K 6 pages 8.50% Notes Due 2029
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EX-4.2
from 8-K 6 pages 8.50% Notes Due 2029
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EX-4.1
from 8-K 14 pages Recitals of the Company
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EX-4.11
from 10-K 11 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities and Exchange Act of 1934
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EX-4.2
from 8-K 6 pages 8.75% Notes Due 2028
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EX-4.1
from 8-K 13 pages Fifth Supplemental Indenture Between Great Elm Capital Corp. and Equiniti Trust Company, LLC, as Trustee Dated as of August 16, 2023 Fifth Supplemental Indenture
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EX-4.9
from 10-K 9 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities and Exchange Act of 1934
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EX-4.2
from 8-K 6 pages 5.875% Notes Due 2026
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EX-4.1
from 8-K 13 pages Fourth Supplemental Indenture Between Great Elm Capital Corp. and American Stock Transfer & Trust Company, LLC, as Trustee Dated as of June 23, 2021 Fourth Supplemental Indenture
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EX-4.10
from 10-K 11 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities and Exchange Act of 1934
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EX-4.3
from 8-K 7 pages 6.50% Notes Due 2022
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EX-4.3
from 8-K/A 7 pages This Security Is a Global Note Within the Meaning of the Indenture Hereinafter Referred to and Is Registered in the Name of the Depository Trust Company or a Nominee Thereof. This Security May Not Be Exchanged in Whole or in Part for a Security Registered, and No Transfer of This Security in Whole or in Part May Be Registered, in the Name of Any Person Other Than the Depository Trust Company or a Nominee Thereof, Except in the Limited Circumstances Described in the Indenture
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EX-4.2
from 8-K/A 16 pages First Supplemental Indenture Between Great Elm Capital Corp. and American Stock Transfer & Trust Company, LLC, as Trustee Dated as of September 18, 2017 First Supplemental Indenture
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EX-4.1
from 8-K/A 86 pages Great Elm Capital Corp. Issuer and American Stock Transfer & Trust Company, LLC Trustee Indenture Dated as of September 18, 2017 Providing for the Issuance of Debt Securities Great Elm Capital Corp. Reconciliation and Tie Between Trust Indenture Act of 1939 and Indenture, Dated as of September 18, 2017
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EX-4.3
from 8-K 7 pages 6.50% Notes Due 2022
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EX-4.2
from 8-K 16 pages First Supplemental Indenture Between Great Elm Capital Corp. and American Stock Transfer & Trust Company, LLC, as Trustee Dated as of September 18, 2017 First Supplemental Indenture
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