PAVmed Inc. – Underwriting Agreements Watch

from 8-K 34 pages PAVmed Inc. Shares of Common Stock (Par Value $0.001 Per Share) Sales Agreement

from 8-K 34 pages PAVmed Inc. Shares of Common Stock (Par Value $0.001 Per Share) Sales Agreement

from S-3 44 pages PAVmed Inc. Shares of Common Stock (Par Value $0.001 Per Share) Controlled Equity Offeringsm Sales Agreement

from 8-K 42 pages PAVmed Inc. 9,782,609 Shares of Common Stock (Par Value $0.001 Per Share) Underwriting Agreement

from 8-K 13 pages This Letter (The “Agreement”) Constitutes the Agreement Between Maxim Group LLC (“Maxim” or the “Placement Agent”) and PAVmed Inc. (The “Company”), Pursuant to Which Maxim Shall Serve as the Lead Exclusive Placement Agent for the Company, on a “Reasonable Best Efforts” Basis, in Connection With the Proposed Placement (The “Placement”) of Registered Shares (The “Shares” or the “Securities”) of the Company’s Common Stock, Par Value $0.001 Per Share (The “Common Stock”). the Terms of the Placement and the Securities Shall Be Mutually Agreed Upon by the Company and the Purchasers (Each, a “Purchaser” and Collectively, the “Purchasers”) and Nothing Herein Constitutes That the Placement Agent Would Have the Power or Authority to Bind the Company or Any Purchaser or an Obligation for the Company to Issue Any Securities or Complete the Placement. This Agreement and the Documents Executed and Delivered by the Company and the Purchasers in Connection With the Placement Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Date of the Closing of the Placement Shall Be Referred to Herein as the “Closing Date.” the Company Expressly Acknowledges and Agrees That the Placement Agent’s Obligations Hereunder Are on a Reasonable Best Efforts Basis Only and That the Execution of This Agreement Does Not Constitute a Commitment by the Placement Agent to Purchase the Securities and Does Not Ensure the Successful Placement of the Securities or Any Portion Thereof or the Success of the Placement Agent With Respect to Securing Any Other Financing on Behalf of the Company. the Placement Agent May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers on Its Behalf in Connection With the Placement. Section 1. Compensation

from 8-K 13 pages This Letter (The “Agreement”) Constitutes the Agreement Between Maxim Group LLC (“Maxim”) Lake Street Capital Markets LLC (“Lake Street”, and Together With Maxim, the “Placement Agents”) and PAVmed Inc. (The “Company”), Pursuant to Which Maxim Shall Serve as the Lead Exclusive Placement Agent and Lake Street Shall Serve as Co-Placement Agent for the Company, on a “Reasonable Best Efforts” Basis, in Connection With the Proposed Placement (The “Placement”) of Registered Shares (The “Shares” or the “Securities”) of the Company’s Common Stock, Par Value $0.001 Per Share (The “Common Stock”). the Terms of the Placement and the Securities Shall Be Mutually Agreed Upon by the Company and the Purchasers (Each, a “Purchaser” and Collectively, the “Purchasers”) and Nothing Herein Constitutes That the Placement Agents Would Have the Power or Authority to Bind the Company or Any Purchaser or an Obligation for the Company to Issue Any Securities or Complete the Placement. This Agreement and the Documents Executed and Delivered by the Company and the Purchasers in Connection With the Placement Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Date of the Closing of the Placement Shall Be Referred to Herein as the “Closing Date.” the Company Expressly Acknowledges and Agrees That the Placement Agents’ Obligations Hereunder Are on a Reasonable Best Efforts Basis Only and That the Execution of This Agreement Does Not Constitute a Commitment by the Placement Agents to Purchase the Securities and Does Not Ensure the Successful Placement of the Securities or Any Portion Thereof or the Success of the Placement Agents With Respect to Securing Any Other Financing on Behalf of the Company. the Placement Agents May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers on Its Behalf in Connection With the Placement

from 8-K 13 pages This Letter (The “Agreement”) Constitutes the Agreement Between Maxim Group LLC (“Maxim”) Lake Street Capital Markets LLC (“Lake Street”, and Together With Maxim, the “Placement Agents”) and PAVmed Inc. (The “Company”), Pursuant to Which Maxim Shall Serve as the Lead Exclusive Placement Agent and Lake Street Shall Serve as Co-Placement Agent for the Company, on a “Reasonable Best Efforts” Basis, in Connection With the Proposed Placement (The “Placement”) of Registered Shares (The “Shares” or the “Securities”) of the Company’s Common Stock, Par Value $0.001 Per Share (The “Common Stock”). the Terms of the Placement and the Securities Shall Be Mutually Agreed Upon by the Company and the Purchasers (Each, a “Purchaser” and Collectively, the “Purchasers”) and Nothing Herein Constitutes That the Placement Agents Would Have the Power or Authority to Bind the Company or Any Purchaser or an Obligation for the Company to Issue Any Securities or Complete the Placement. This Agreement and the Documents Executed and Delivered by the Company and the Purchasers in Connection With the Placement Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Date of the Closing of the Placement Shall Be Referred to Herein as the “Closing Date.” the Company Expressly Acknowledges and Agrees That the Placement Agents’ Obligations Hereunder Are on a Reasonable Best Efforts Basis Only and That the Execution of This Agreement Does Not Constitute a Commitment by the Placement Agents to Purchase the Securities and Does Not Ensure the Successful Placement of the Securities or Any Portion Thereof or the Success of the Placement Agents With Respect to Securing Any Other Financing on Behalf of the Company. the Placement Agents May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers on Its Behalf in Connection With the Placement

from 8-K 14 pages This Letter (The “Agreement”) Constitutes the Agreement Between Maxim Group LLC (“Maxim” or the “Placement Agent”) and PAVmed Inc. (The “Company”), That Maxim Shall Serve as the Exclusive Placement Agent for the Company, on a “Reasonable Best Efforts” Basis, in Connection With the Proposed Placement (The “Placement”) of Registered Shares (The “Shares” or the “Securities”) of the Company’s Common Stock, Par Value $0.001 Per Share (The “Common Stock”). the Terms of the Placement and the Securities Shall Be Mutually Agreed Upon by the Company and the Purchasers (Each, a “Purchaser” and Collectively, the “Purchasers”) and Nothing Herein Constitutes That Maxim Would Have the Power or Authority to Bind the Company or Any Purchaser or an Obligation for the Company to Issue Any Securities or Complete the Placement. This Agreement and the Documents Executed and Delivered by the Company and the Purchasers in Connection With the Placement Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Date of the Closing of the Placement Shall Be Referred to Herein as the “Closing Date.” the Company Expressly Acknowledges and Agrees That Maxim’s Obligations Hereunder Are on a Reasonable Best Efforts Basis Only and That the Execution of This Agreement Does Not Constitute a Commitment by Maxim to Purchase the Securities and Does Not Ensure the Successful Placement of the Securities or Any Portion Thereof or the Success of Maxim With Respect to Securing Any Other Financing on Behalf of the Company. the Placement Agent May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers on Its Behalf in Connection With the Placement. Notwithstanding Anything Herein to the Contrary, the Parties Acknowledge That the Company May Offer Shares to Certain Purchasers Without Employing the Services of the Placement Agent

from S-1/A 29 pages Pavmed, Inc. Dealer-Manager Agreement

from 8-K 27 pages Underwriting Agreement

from S-1/A 21 pages Selling Agency Agreement

from S-1/A 21 pages Selling Agency Agreement