Prospect Floating Rate & Alternative Income Fund, Inc. – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 03/31/26 Q3

ended 12/31/25 Q2

ended 09/30/25 Q1

ended 06/30/25 FY 2025

ended 03/31/25 Q3

Prospectuses and Registrations Filter

Prospectus supplement

Issuer tender offer – amended

Prospectus supplement

Issuer tender offer

Issuer tender offer – amended

Ownership Filter

John & Daria Barry Foundation

John & Daria Barry Foundation

John & Daria Barry Foundation

John & Daria Barry Foundation

Prospect Floating Rate & Alternative Income Fund, Inc.

News Filter

Announces a 14.54% Annualized Total Cash Common Shareholder Distribution Rate on Net Asset Value for March 2026

Amendment to Articles of Incorporation or Bylaws, or Change in Fiscal Year, Shareholder Vote Results, Other Events, Financial Statements or Exhibits

Announces a 10.00% Annualized Total Cash Distribution Percentage Rate on Net Asset Value for February 2026 Through April 2026

Material Definitive Agreement, Termination of Material Definitive Agreement, Financial Statements or Exhibits

Proxies Filter

Preliminary info

Additional info about upcoming vote

Definitive proxy

Additional info about upcoming vote

Other Filter

Application for exemption and other relief – amended

Application for exemption and other relief

Notice of effectiveness

Notice of effectiveness

Correspondence with the SEC