Global Brokerage, Inc. – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 09/30/17 Q3

ended 06/30/17 Q2

ended 03/31/17 Q1

ended 12/31/16 FY 2016 – amended

ended 12/31/16 FY 2016

Prospectuses and Registrations Filter

Application for qualification of trust indentures

Securities registration termination

Removal from listing

Updated info for already-effective prospectus

Registration withdrawal request

Ownership Filter

Deverell Margaret M.

Franklin Resources Inc.

News Filter

To Voluntarily Delist Common Shares From the NASDAQ Capital Market

Restructuring Support Agreement and Prepackaged Plan of Reorganization

Termination of Material Definitive Agreement

Change in Certifying Accountant, Financial Statements or Exhibits

About FXCM Group, LLC

Proxies Filter

Additional info about upcoming vote

Definitive proxy

Additional info about upcoming vote

Definitive proxy

Additional info about upcoming vote

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Approval for listing by National Association of Securities Dealers

Notice of effectiveness

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC