Brown Tom Inc

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Tom Brown Inc. Mario Gabelli 5/19/04 15,000- 48.0000 Gabelli Foundation 5/19/04 10,000- 48.0000 Mjg Associates, Inc. 5/19/04 3,000- 48.0000 Gabelli Securities, Inc. 5/19/04 2,000- 48.0000 Gabelli Associates Ltd 5/19/04 319,700- 48.0000 5/18/04 35,000 47.9500 Gabelli Fund, Ldc 5/19/04 2,000- 48.0000 Gaf II 5/19/04 7,200- 48.0000 Gabelli Associates Fund 5/19/04 232,700- 48.0000 5/18/04 25,000 47.9500 5/14/04 1,100 47.9000 Gabelli Performance Partners 5/19/04 8,000- 48.0000 Gabelli International Ltd 5/19/04 8,000- 48.0000 Gabelli Asset Management Inc. 5/19/04 373,300- 48.0000 5/18/04 1,600 47.9400 5/14/04 40,000 47.9300 5/12/04 115,000 47.9100 5/11/04 56,700 47.8988 Gamco Investors, Inc. 5/19/04 190,000- 48.0000 5/19/04 1,396,600- 48.0000 5/18/04 40,000 47.9500 5/14/04 1,000 47.9000 Gabelli Funds, LLC. Gabelli Mathers Fund 5/19/04 1,000- 48.0000 Gabelli Value Fund 5/19/04 50,000- 48.0000 Gabelli Utility Trust 5/19/04 81,700- 48.0000 Gabelli Equity Trust 5/19/04 282,500- 48.0000 Gabelli Equity Income Fund 5/19/04 60,000- 48.0000 Gabelli Dividend & Income Trust 5/19/04 353,300- 48.0000 Gabelli Convertible Fund 5/19/04 25,000- 48.0000 Gabelli Asset Fund 5/19/04 120,000- 48.0000 Gabelli Capital Asset Fund 5/19/04 30,000- 48.0000 Gabelli Abc Fund 5/19/04 200,000- 48.0000 (1) the Transactions on 5/19/04 Were in Connection With the Tender Offer Described in Item 5 of This Amendment to Schedule 13d. Unless Otherwise Indicated, All Other Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Tom Brown Inc. Gabelli Foundation 5/05/04 7,000 47.9000 Gabelli Asset Management Inc. 5/10/04 138,000 47.8903 5/07/04 22,000 47.8700 Gamco Investors, Inc. 5/10/04 29,300 47.8729 5/07/04 10,200 47.8800 5/05/04 1,500 47.8867 5/04/04 500- 47.8500 5/04/04 10,500 47.8500 5/03/04 8,000 47.8600 5/03/04 13,300 47.8665 Gabelli Securities, Inc. Gabelli Associates Ltd 5/10/04 37,800 47.8729 5/07/04 12,500 47.8800 5/04/04 7,300 47.8500 5/03/04 20,700 47.8665 5/03/04 16,900 47.8500 Gabelli Fund, Ldc 5/10/04 500 47.8729 Gaf II 5/10/04 800 47.8729 5/07/04 300 47.8800 5/04/04 500 47.8500 Gabelli Associates Fund 5/10/04 27,600 47.8729 5/07/04 7,000 47.8800 5/04/04 6,700 47.8500 5/03/04 16,000 47.8665 Gabelli Funds, LLC. Gabelli Dividend & Income Trust 5/06/04 20,000 47.9000 5/04/04 93,300 47.8691 5/03/04 20,000 47.8700 Gabelli Capital Asset Fund 5/05/04 1,900 47.8900 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
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EX-1.2
from 8-K ~50 pages Underwriting Agreement
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EX-1.1
from 8-K ~50 pages Underwriting Agreement
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EX-1
from SC 13G/A 1 page Underwriting agreement
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EX-1.1
from S-3MEF 1 page <page> 1 Exhibit 1.1 Certificate of Tom Brown, Inc. as to Payment of Additional Registration Fee Tom Brown, Inc. (The "Registrant") Hereby Certifies to the Securities and Exchange Commission That on October 10, 1997: (I) the Registrant Has Instructed Its Bank to Wire Transfer to the Securities and Exchange Commission the Requisite Filing Fee of $6,931 in Connection With Its Registration Statement Pursuant to Rule 462(b) Filed on October 10, 1997; (II) the Registrant Will Not Revoke Such Instructions; (III) the Registrant Has Sufficient Funds in the Account in Which the Wire Transfer Will Originate to Cover the Amount of the Filing Fee. the Registrant Hereby Undertakes to Confirm on October 13, 1997 That Its Bank Has Received Such Instructions. Tom Brown, Inc. By: /S/ Donald L. Evans Donald L. Evans Chairman of the Board and Chief Executive Officer
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EX-1.1
from S-3 ~20 pages Form of Underwriting Agreement
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EX-1.1
from S-3 ~50 pages Form of Underwriting Agreement
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