| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Great Elm Group Inc. See remarks | A | Common Stock | |||||
| Great Elm Group Inc. See remarks | G | Common Stock | |||||
| Great Elm Group Inc. See remarks | A | Common Stock | |||||
| Great Elm Group Inc. See remarks | A | Common Stock | |||||
| Great Elm Group Inc. See remarks | P | Common Stock |