| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Smith Micro Software Inc. | A | Common Stock | |||||
| 22nd Century Group Inc | A | Common Stock | |||||
| 22nd Century Group Inc | A | Non-Qualified Stock Option | |||||
| Smith Micro Software Inc. | A | Common Stock | |||||
| Catheter Precision Inc. | A | Options (Right to Buy) |