BRC Group Holdings Inc. – Material Contracts Watch

from 8-K 3 pages Amendment No. 1 to Amended and Restated Employment Agreement

from 10-Q 8 pages Employment Agreement

from 10-Q 4 pages B. Riley Financial, Inc. 2021 Stock Incentive Plan Special Restricted Stock Unit Award Agreement

from 10-K 4 pages Amendment No. 1 to Registration Rights Agreement

from 10-K 4 pages Amendment No. 1 to Registration Rights Agreement

from 10-K 8 pages Amendment No. 1 to Registration Rights Agreement

from S-1 11 pages B. Riley Securities Holdings, Inc. Stock Incentive Plan Restricted Stock Award Agreement

from S-1 26 pages B. Riley Securities Holdings, Inc. Stock Incentive Plan Preface

from 8-K 2 pages Amendment No. 1 to Amended and Restated Employment Agreement

from 10-Q 5 pages Supplemental Indenture No. 2

from 10-Q 6 pages Amendment No. 3 to Keepwell Agreement

from 10-Q 20 pages Registration Rights Agreement

from 10-Q 20 pages This Warrant and the Common Stock, if Any, Issuable Upon Exercise of This Warrant Have Not Been Registered Under the U.S. Securities Act of 1933, as Amended (The “Securities Act”), or Any NON-U.S. or State Securities Laws, and May Not Be Offered, Sold, Pledged or Otherwise Transferred Except in Accordance With the Following Sentence. by Its Acquisition Hereof or of a Beneficial Interest Herein, the Acquirer Agrees for the Benefit of B. Riley Financial, Inc. (The “Company”) That It Will Not Offer, Sell, Pledge or Otherwise Transfer This Security or Any Beneficial Interest Herein Prior to the Resale Restriction Termination Date (As Defined Below) Except: (A) to the Company or Any Subsidiary Thereof, or (B) Pursuant to a Registration Statement That Has Become Effective Under the Securities Act, or (C) Pursuant to an Exemption From Registration Provided by Rule 144 Under the Securities Act or Any Other Available Exemption From the Registration Requirements of the Securities Act. No Representation Is Made as to the Availability of Any Exemption From the Registration Requirements of the Securities Act

from 10-Q 19 pages Registration Rights Agreement

from 10-Q 19 pages This Warrant and the Common Stock, if Any, Issuable Upon Exercise of This Warrant Have Not Been Registered Under the U.S. Securities Act of 1933, as Amended (The “Securities Act”), or Any NON-U.S. or State Securities Laws, and May Not Be Offered, Sold, Pledged or Otherwise Transferred Except in Accordance With the Following Sentence. by Its Acquisition Hereof or of a Beneficial Interest Herein, the Acquirer Agrees for the Benefit of B. Riley Financial, Inc. (The “Company”) That It Will Not Offer, Sell, Pledge or Otherwise Transfer This Security or Any Beneficial Interest Herein Prior to the Resale Restriction Termination Date (As Defined Below) Except: (A) to the Company or Any Subsidiary Thereof, or (B) Pursuant to a Registration Statement That Has Become Effective Under the Securities Act, or (C) Pursuant to an Exemption From Registration Provided by Rule 144 Under the Securities Act or Any Other Available Exemption From the Registration Requirements of the Securities Act. No Representation Is Made as to the Availability of Any Exemption From the Registration Requirements of the Securities Act

from 10-Q 19 pages Registration Rights Agreement

from 10-Q 19 pages This Warrant and the Common Stock, if Any, Issuable Upon Exercise of This Warrant Have Not Been Registered Under the U.S. Securities Act of 1933, as Amended (The “Securities Act”), or Any NON-U.S. or State Securities Laws, and May Not Be Offered, Sold, Pledged or Otherwise Transferred Except in Accordance With the Following Sentence. by Its Acquisition Hereof or of a Beneficial Interest Herein, the Acquirer Agrees for the Benefit of B. Riley Financial, Inc. (The “Company”) That It Will Not Offer, Sell, Pledge or Otherwise Transfer This Security or Any Beneficial Interest Herein Prior to the Resale Restriction Termination Date (As Defined Below) Except: (A) to the Company or Any Subsidiary Thereof, or (B) Pursuant to a Registration Statement That Has Become Effective Under the Securities Act, or (C) Pursuant to an Exemption From Registration Provided by Rule 144 Under the Securities Act or Any Other Available Exemption From the Registration Requirements of the Securities Act. No Representation Is Made as to the Availability of Any Exemption From the Registration Requirements of the Securities Act

from 10-Q 6 pages Amendment No. 2 to Keepwell Agreement

from 10-Q 6 pages Amendment No. 1 to Keepwell Agreement

from 10-Q 11 pages Keepwell Agreement